SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

125 hedge funds and large institutions have $177M invested in Saba Capital Income & Opportunities Fund II in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
125
Holders Change
+6
Holders Change %
+5.04%
% of All Funds
3.6%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
14
Increased
43
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$21.7M
2
Invesco
2
Invesco
Georgia
$13.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$21.8M
4
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$2.42M
5
NCM
5
Newgate Capital Management
Connecticut
$5.04M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$774K
2
GLA
2
Great Lakes Advisors
Illinois
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$0
4
IWC
4
Integrated Wealth Counsel
California
$0
5
EHC
5
Everett Harris & Co
California
$12.2M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of New York Mellon
76
Bank of New York Mellon
New York
$133K 16,100 +16,100 New
BRWA
77
B. Riley Wealth Advisors
Florida
$130K 15,780 -7,493 -32%
OIM
78
Orca Investment Management
Oregon
$130K 15,700 – –
FA
79
Financial Advantage
Maryland
$127K 15,317 – –
KeyBank National Association
80
KeyBank National Association
Ohio
$126K 15,208 +15,208 New
VFS
81
VSR Financial Services
Kansas
$119K 14,427 -1,166 -7%
VKH
82
Virtu KCG Holdings
New York
$118K 14,232 -4,179 -23%
LCM
83
Landscape Capital Management
New Jersey
$105K 12,692 -10,807 -46%
BPB
84
Badgley, Phelps & Bell
Washington
$102K 12,390 +12,390 New
WT
85
Whittier Trust
California
$100K 12,115 – –
US Bancorp
86
US Bancorp
Minnesota
$84K 10,187 -5,708 -36%
LTFS
87
Ladenburg Thalmann Financial Services
Florida
$74K 9,010 -18,088 -67%
BC
88
Bartlett & Co
Ohio
$74K 8,900 – –
LNB
89
Ledyard National Bank
$68K 8,291 – –
JIC
90
Joel Isaacson & Co
New York
$53K 6,471 – –
LFR
91
Lehman Financial Resources
Pennsylvania
$52K 6,250 – –
WCAM
92
West Coast Asset Management
California
$49.6K 6,000 +6,000 New
Creative Planning
93
Creative Planning
Kansas
$45K 5,502 +689 +14%
ClearBridge Investments
94
ClearBridge Investments
New York
$41K 5,000 – –
Citigroup
95
Citigroup
New York
$38K 4,611 +616 +15%
TFA
96
Transamerica Financial Advisors
Florida
$35K 4,246 +1,800 +74%
GI
97
Gradient Investments
Minnesota
$34K 4,070 – –
DOA
98
D'Orazio & Associates
Virginia
$29K 3,525 – –
TCM
99
Tradewinds Capital Management
Washington
$28K 3,350 – –
WA
100
WFG Advisors
Texas
$23K 2,783 +25 +0.9%
2 3
4
5 6