SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

118 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 34 increasing their positions, 36 reducing their positions, and 8 closing their positions.

Holders
118
Holders Change
+16
Holders Change %
+15.69%
% of All Funds
3.43%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
25
Increased
34
Reduced
36
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.8M
2
GC
2
Guggenheim Capital
Illinois
$9.13M
3
SCM
3
Saba Capital Management
New York
$1.52M
4
Invesco
4
Invesco
Georgia
$8.55M
5
SG Americas Securities
5
SG Americas Securities
New York
$896K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$9.85M
2
EHC
2
Everett Harris & Co
California
$16M
3
Morgan Stanley
3
Morgan Stanley
New York
$20M
4
FAAM
4
First Allied Asset Management
California
$0
5
Lazard Asset Management
5
Lazard Asset Management
New York
$2.17M
Name Market Value Shares Shares
Change 		Shares
Change %
NPC
51
National Planning Corporation
California
$300K 18,921 +300 +2%
CNB
52
City National Bank
California
$293K 18,398 +13,398 +268%
CCM
53
Catawba Capital Management
Virginia
$244K 15,368 – –
JFA
54
JNBA Financial Advisors
Minnesota
$239K 15,000 – –
HCM
55
Hollencrest Capital Management
California
$236K 14,855 +14,855 New
RJT
56
Raymond James Trust
Florida
$234K 14,741 +4,648 +46%
FHB
57
First Hawaiian Bank
Hawaii
$231K 14,517 – –
FCCM
58
First City Capital Management
Georgia
$218K 13,725 – –
CCB
59
Cutter & Co Brokerage
Missouri
$192K 12,097 -2,456 -17%
LCM
60
Landscape Capital Management
New Jersey
$192K 12,086 +12,086 New
BRWA
61
B. Riley Wealth Advisors
Florida
$185K 11,632 +3,361 +41%
SCA
62
Salient Capital Advisors
Texas
$182K 11,450 – –
Janney Montgomery Scott
63
Janney Montgomery Scott
Pennsylvania
$173K 10,900 +1,900 +21%
MIC
64
Meridian Investment Counsel
California
$170K 10,671 +10,671 New
DC
65
Davenport & Co
Virginia
$158K 9,950 – –
OIM
66
Orca Investment Management
Oregon
$143K 9,000 +9,000 New
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$137K 8,605 -2,354 -21%
V
68
Veritable
Delaware
$137K 8,623 – –
SI
69
SII Investments
Wisconsin
$136K 8,506 +8,506 New
VFS
70
VSR Financial Services
Kansas
$132K 8,289 -2,300 -22%
MFS
71
MSI Financial Services
Massachusetts
$129K 8,138 -539 -6%
CWM
72
Concert Wealth Management
California
$128K 8,148 +233 +3%
US Bancorp
73
US Bancorp
Minnesota
$126K 7,948 – –
FA
74
Financial Advantage
Maryland
$122K 7,659 – –
HFS
75
HL Financial Services
Kentucky
$118K 7,429 -6,474 -47%
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