SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

102 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 30 reducing their positions, and 8 closing their positions.

Holders
102
Holders Change
+5
Holders Change %
+5.15%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
14
Increased
33
Reduced
30
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$6.77M
2
NHFG
2
New Harbor Financial Group
Massachusetts
$3.44M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.79M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.66M
5
B
5
Baird
Wisconsin
$11.7M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$20.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.9M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$2.09M
4
IWC
4
Integrated Wealth Counsel
California
$2.81M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.6M
Name Market Value Shares Shares
Change 		Shares
Change %
NDSI
51
Newman Dignan & Sheerar Inc
Rhode Island
$224K 26,780 -3,245 -11%
SCA
52
Salient Capital Advisors
Texas
$191K 22,900 – –
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$183K 21,917 -815 -4%
VFS
54
VSR Financial Services
Kansas
$177K 21,177 +4,400 +26%
RJT
55
Raymond James Trust
Florida
$169K 20,185 – –
DC
56
Davenport & Co
Virginia
$166K 19,900 +2,400 +14%
Janney Montgomery Scott
57
Janney Montgomery Scott
Pennsylvania
$150K 18,000 +18,000 New
MFS
58
MSI Financial Services
Massachusetts
$145K 17,354 -2,478 -12%
V
59
Veritable
Delaware
$144K 17,246 – –
BRWA
60
B. Riley Wealth Advisors
Florida
$138K 16,542 -981 -6%
WA
61
WFG Advisors
Texas
$137K 16,357 +112 +0.7%
US Bancorp
62
US Bancorp
Minnesota
$133K 15,895 – –
CWM
63
Concert Wealth Management
California
$133K 15,829 +858 +6%
CS
64
Credit Suisse
Switzerland
$128K 15,370 -11,671 -43%
FA
65
Financial Advantage
Maryland
$128K 15,317 – –
DA
66
Doliver Advisors
Texas
$125K 14,915 +14,915 New
HPC
67
HM Payson & Co
Maine
$120K 14,346 – –
Jane Street
68
Jane Street
New York
$116K 13,875 +13,875 New
Nomura Holdings
69
Nomura Holdings
Japan
$105K 12,550 +12,550 New
Bank of New York Mellon
70
Bank of New York Mellon
New York
$104K 12,500 -23,500 -65%
WT
71
Whittier Trust
California
$101K 12,115 – –
FSA
72
Financial Sense Advisors
California
$98K 11,750 -3,200 -21%
KeyBank National Association
73
KeyBank National Association
Ohio
$88K 10,585 +10,585 New
CNB
74
City National Bank
California
$84K 10,000 – –
BC
75
Bartlett & Co
Ohio
$74K 8,900 – –
1 2
3
4 5