SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

128 hedge funds and large institutions have $179M invested in Saba Capital Income & Opportunities Fund II in 2016 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 16 closing their positions.

Holders
128
Holders Change
-2
Holders Change %
-1.54%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
15
Increased
30
Reduced
46
Closed
16
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$7.53M
2
IWC
2
Integrated Wealth Counsel
California
$5.6M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.07M
4
CFP
4
Cornerstone Financial Partners
North Carolina
$3.84M
5
1CP
5
1607 Capital Partners
Virginia
$4.84M

Top Sellers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$477K
2
GC
2
Guggenheim Capital
Illinois
$325K
3
RCM
3
Rivernorth Capital Management
Florida
$23.5M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$13K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.65M
Name Market Value Shares Shares
Change 		Shares
Change %
AA
26
AQR Arbitrage
Connecticut
$1.7M 261,098 -80,412 -24%
Ameriprise
27
Ameriprise
Minnesota
$1.7M 260,248 +43,994 +20%
EIM
28
Emerson Investment Management
Massachusetts
$1.7M 260,183 +397 +0.2%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$1.65M 253,481 -285,341 -53%
NMC
30
Nine Masts Capital
Hong Kong
$1.48M 227,150 +202,436 +819%
BCI
31
Brinker Capital Investments
Pennsylvania
$1.31M 200,979 +17,928 +10%
SC
32
Scotia Capital
Ontario, Canada
$1.23M 188,800 -10,700 -5%
PPA
33
Parametric Portfolio Associates
Washington
$1.13M 172,986 – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$1.04M 158,785 +50,848 +47%
RJA
35
Raymond James & Associates
Florida
$1.02M 156,328 -83,892 -35%
TFF
36
The Family Firm
Maryland
$1.01M 154,194 +18,565 +14%
GIP
37
Greatmark Investment Partners
Georgia
$886K 135,825 – –
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$811K 124,336 +24,677 +25%
HFS
39
HL Financial Services
Kentucky
$741K 113,712 -7,191 -6%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$699K 108,014 -3,248 -3%
MHIC
41
Marble Harbor Investment Counsel
Massachusetts
$632K 97,000 +97,000 New
SG Americas Securities
42
SG Americas Securities
New York
$630K 96,617 +53,017 +122%
RPA
43
Rock Point Advisors
Vermont
$536K 82,261 -2,010 -2%
Baird Financial Group
44
Baird Financial Group
Wisconsin
$477K 73,169 -741,296 -91%
RCA
45
Rowland Carmichael Advisors
Arizona
$450K 69,000 +69,000 New
Cohen & Steers
46
Cohen & Steers
New York
$441K 67,615 – –
SRC
47
Shufro Rose & Co
New York
– – -62,575 Closed
PHIMC
48
Private Harbour Investment Management & Counsel
Ohio
$404K 61,942 -8,050 -12%
GEM
49
Global Endowment Management
North Carolina
$391K 60,000 – –
HL
50
HeadInvest LLC
Maine
$359K 55,070 -1,180 -2%
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