SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

128 hedge funds and large institutions have $179M invested in Saba Capital Income & Opportunities Fund II in 2016 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
-2
Holders Change %
-1.54%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
15
Increased
30
Reduced
46
Closed
16
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$7.53M
2
IWC
2
Integrated Wealth Counsel
California
$5.6M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.07M
4
CFP
4
Cornerstone Financial Partners
North Carolina
$3.84M
5
1CP
5
1607 Capital Partners
Virginia
$4.84M

Top Sellers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$477K
2
GC
2
Guggenheim Capital
Illinois
$325K
3
RCM
3
Rivernorth Capital Management
Florida
$23.5M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$13K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.65M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
26
AQR Arbitrage
Connecticut
$1.7M -$524K -40,206 -24%
Ameriprise
27
Ameriprise
Minnesota
$1.7M +$287K +21,997 +20%
EIM
28
Emerson Investment Management
Massachusetts
$1.7M +$2.59K +199 +0.2%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$1.65M -$1.86M -142,670 -53%
NMC
30
Nine Masts Capital
Hong Kong
$1.48M +$1.32M +101,218 +819%
BCI
31
Brinker Capital Investments
Pennsylvania
$1.31M +$117K +8,964 +10%
SC
32
Scotia Capital
Ontario, Canada
$1.23M -$69.8K -5,350 -5%
PPA
33
Parametric Portfolio Associates
Washington
$1.13M – – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$1.04M +$331K +25,424 +47%
RJA
35
Raymond James & Associates
Florida
$1.02M -$547K -41,946 -35%
TFF
36
The Family Firm
Maryland
$1.01M +$121K +9,282 +14%
GIP
37
Greatmark Investment Partners
Georgia
$886K – – –
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$811K +$161K +12,338 +25%
HFS
39
HL Financial Services
Kentucky
$741K -$46.9K -3,596 -6%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$699K -$21K -1,624 -3%
MHIC
41
Marble Harbor Investment Counsel
Massachusetts
$632K +$632K +48,500 New
SG Americas Securities
42
SG Americas Securities
New York
$630K +$346K +26,509 +122%
RPA
43
Rock Point Advisors
Vermont
$536K -$13.1K -1,005 -2%
Baird Financial Group
44
Baird Financial Group
Wisconsin
$477K -$4.83M -370,648 -91%
RCA
45
Rowland Carmichael Advisors
Arizona
$450K +$450K +34,500 New
Cohen & Steers
46
Cohen & Steers
New York
$441K – – –
SRC
47
Shufro Rose & Co
New York
$408K -$397K -31,288 Closed
PHIMC
48
Private Harbour Investment Management & Counsel
Ohio
$404K -$52.5K -4,025 -12%
GEM
49
Global Endowment Management
North Carolina
$391K – – –
HL
50
HeadInvest LLC
Maine
$359K -$7.69K -590 -2%
1
2
3 4 5