Nine Masts Capital’s Saba Capital Income & Opportunities Fund II SABA Stock Holding History

Nine Masts Capital’s Portfolio SABA Stock Details SABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-8,400	Closed	-$103K	–	308
2018 Q3	$103K	Buy	8,400 +650	+8%	+$7.97K	0.03%	227
2018 Q2	$95K	Buy	7,750 +650	+9%	+$8.21K	0.02%	209
2018 Q1	$91K	Buy	+7,100	New	+$91K	0.01%	183
2017 Q2	–	Sell	-15,150	Closed	-$201K	–	203
2017 Q1	$201K	Buy	+15,150	New	+$200K	0.03%	57
2016 Q4	–	Sell	-3,291	Closed	-$41K	–	90
2016 Q3	$41K	Sell	3,291 -14,910	-82%	-$190K	0.01%	74
2016 Q2	$232K	Sell	18,201 -95,374	-84%	-$1.23M	0.06%	49
2016 Q1	$1.48M	Buy	113,575 +101,218	+819%	+$1.25M	0.28%	53
2015 Q4	$157K	Buy	+12,357	New	+$159K	0.03%	75

Other funds holding SABA

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return

NWM

Nicola Wealth Management Vancouver, British Columbia, Canada $868M AUM 14.24% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $1.14B AUM 37.36% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.8B AUM 23.19% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return

Nine Masts Capital's SABA Position: Q4 2018 in Review

Nine Masts Capital sold out of Saba Capital Income & Opportunities Fund II (SABA) in Q4 2018, closing a stake of 8,400 shares — an estimated $103K sold.

Nine Masts Capital first reported a position in SABA in Q4 2015 and held it in 8 quarters. The position peaked at $1.48M in Q1 2016. 144 funds tracked by Wall St. Rank hold SABA as of Q4 2018.

Nine Masts Capital reported no remaining Saba Capital Income & Opportunities Fund II position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 8,400 Saba Capital Income & Opportunities Fund II shares in Q4 2018, an estimated $103K.
Nine Masts Capital first reported a position in Saba Capital Income & Opportunities Fund II in Q4 2015 and held it in 8 quarters.
Nine Masts Capital's Saba Capital Income & Opportunities Fund II position peaked at $1.48M in Q1 2016.
144 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund II as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.