ALPS REIT Dividend Dogs ETF
RDOG
32 hedge funds and large institutions have $36.7M invested in ALPS REIT Dividend Dogs ETF in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.
0.43% more ownership
Funds ownership: 31.79% → 32.22% (+0.43%)
0% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 12
2% less capital invested
Capital invested by funds: $37.3M → $36.7M (-$619K)
3% less funds holding
Funds holding: 33 → 32 (-1)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $8K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.15M |
| 2 |
CA
Cetera Advisors
Denver,
Colorado
|
+$548K |
| 3 |
US Bancorp
Minneapolis,
Minnesota
|
+$399K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$294K |
| 5 |
NPC
National Planning Corporation
El Segundo,
California
|
+$230K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$1.07M |
| 2 |
VFP
Verus Financial Partners
Richmond,
Virginia
|
-$685K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$459K |
| 4 |
Morgan Stanley
New York
|
-$435K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
-$391K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WA
26
WFG Advisors
Dallas,
Texas
| $95K | +$2.88K | +72 | +3% |
|
|
AIG
27
American International Group
New York
| $73.3K | +$10.9K | +272 | +17% |
|
|
MFS
28
MSI Financial Services
Springfield,
Massachusetts
| $53K | – | – | – |
|
29
Creative Planning
Overland Park,
Kansas
| $10K | – | – | – |
|
30
Citigroup
New York
| $8K | +$359 | +9 | +5% |
|
31
Invesco
Atlanta,
Georgia
| $4K | +$3.99K | +100 | New |
|
|
TAIM
32
TD Ameritrade Investment Management
Omaha,
Nebraska
| $2K | – | – | – |
|
33
KeyBank National Association
Cleveland,
Ohio
| – | -$275K | -6,865 | Closed |
|
34
LPL Financial
San Diego,
California
| – | -$251K | -6,160 | Closed |
|
35
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$46K | -1,200 | Closed |
|
|
DADC
36
D.A. Davidson & Co
Great Falls,
Montana
| – | -$17K | -427 | Closed |
|
37
Barclays
London,
United Kingdom
| – | -$12K | -310 | Closed |
|
RDOG Hedge Fund Activity: Q4 2013 in Review
32 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q4 2013, worth a combined $36.7M — down 1.7% from $37.3M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of RDOG and 4 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 12 added.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.15M. The largest seller was Jane Street, cutting an estimated $1.07M.
- 32 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q4 2013, down from 33 in Q3 2013.
- Funds reported $36.7M of ALPS REIT Dividend Dogs ETF stock for Q4 2013, down 1.7% quarter-over-quarter.
- 4 funds opened new ALPS REIT Dividend Dogs ETF positions in Q4 2013 and 5 closed out, a net change of -1 holder.
- The largest ALPS REIT Dividend Dogs ETF buyer in Q4 2013 was Susquehanna International Group, an estimated $2.15M added.
- The largest ALPS REIT Dividend Dogs ETF seller in Q4 2013 was Jane Street, an estimated $1.07M sold.
Based on aggregated 13F filings for Q4 2013.