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ALPS REIT Dividend Dogs ETF
RDOG

Overview Fund Activity

32 hedge funds and large institutions have $36.7M invested in ALPS REIT Dividend Dogs ETF in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
12
Reduced
12
Closed
5
Calls
–
Puts
$8K
Net Calls
-$8K
Net Calls Change
-$8K

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.11M
2
CA
2
Cetera Advisors
Colorado
$2.54M
3
US Bancorp
3
US Bancorp
Minnesota
$392K
4
BTS
4
BB&T Securities
Virginia
$2.92M
5
Ameriprise
5
Ameriprise
Minnesota
$536K

Top Sellers

1
Jane Street
1
Jane Street
New York
$1.48M
2
VFP
2
Verus Financial Partners
Virginia
$2.97M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$796K
4
Morgan Stanley
4
Morgan Stanley
New York
$6.91M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$2.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$95K +$2.82K +72 +3%
AIG
27
American International Group
New York
$73.3K +$10.7K +272 +17%
MFS
28
MSI Financial Services
Massachusetts
$53K – – –
Creative Planning
29
Creative Planning
Kansas
$10K – – –
Citigroup
30
Citigroup
New York
$8K +$346 +9 +5%
Invesco
31
Invesco
Georgia
$4K +$4K +100 New
TAIM
32
TD Ameritrade Investment Management
Nebraska
$2K – – –
KeyBank National Association
33
KeyBank National Association
Ohio
– -$275K -6,865 Closed
LPL Financial
34
LPL Financial
California
– -$251K -6,160 Closed
Deutsche Bank
35
Deutsche Bank
Germany
– -$46K -1,200 Closed
DADC
36
D.A. Davidson & Co
Montana
– -$17K -427 Closed
Barclays
37
Barclays
United Kingdom
– -$12K -310 Closed
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