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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$754M +$55.3M +739,559 +8%
Morgan Stanley
2
Morgan Stanley
New York
$13M +$474K +6,351 +4%
LFA
3
Landmark Financial Advisors
Kentucky
$11M +$1.46M +19,606 +15%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$8.12M +$1.2M +16,015 +17%
LPL Financial
5
LPL Financial
California
$7.24M -$120K -1,604 -2%
SFS
6
Sowell Financial Services
Arkansas
$6.2M +$290K +3,879 +5%
CL
7
CIM LLC
New York
$4.53M +$63K +843 +1%
CPIG
8
Chicago Partners Investment Group
Illinois
$4.42M -$41.1K -550 -0.9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.35M +$586K +7,842 +16%
BCM
10
Boltwood Capital Management
California
$4.28M +$250K +3,350 +6%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$3.43M +$31.8K +425 +0.9%
MML Investors Services
12
MML Investors Services
Massachusetts
$3.21M +$738K +9,879 +30%
Citadel Advisors
13
Citadel Advisors
Florida
$2.61M +$1.92M +25,684 +279%
AF
14
Allworth Financial
California
$2.16M -$385K -5,154 -15%
SOS
15
Silver Oak Securities
Tennessee
$2.07M -$277K -3,701 -12%
FNWM
16
Financial Network Wealth Management
Utah
$1.64M -$461K -6,176 -22%
GT
17
Greenleaf Trust
Michigan
$1.63M -$256K -3,428 -14%
BPA
18
Beacon Pointe Advisors
California
$1.57M -$1.64M -22,015 -51%
Stifel Financial
19
Stifel Financial
Missouri
$1.41M -$404K -5,406 -22%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.32M -$1.11M -14,842 -46%
Wells Fargo
21
Wells Fargo
California
$1.01M +$672 +9 +0.1%
GWP
22
Gateway Wealth Partners
Wisconsin
$887K +$886K +11,858 New
Osaic Holdings
23
Osaic Holdings
Arizona
$837K +$129K +1,731 +18%
IFA
24
Interactive Financial Advisors
Illinois
$820K -$3.65M -48,794 -82%
SPC
25
Sigma Planning Corp
Michigan
$815K +$5.68K +76 +0.7%
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