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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$807M +$50.5M +675,923 +7%
LFA
2
Landmark Financial Advisors
Kentucky
$13.6M +$2.52M +33,737 +23%
Morgan Stanley
3
Morgan Stanley
New York
$12.2M -$843K -11,272 -6%
Jane Street
4
Jane Street
New York
$11.6M +$10.9M +145,976 +1,579%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$9.71M +$1.56M +20,896 +19%
LPL Financial
6
LPL Financial
California
$7.33M +$76.7K +1,026 +1%
SFS
7
Sowell Financial Services
Arkansas
$6.64M +$422K +5,638 +7%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.54M +$3.78M +50,531 +505%
CL
9
CIM LLC
New York
$4.53M -$10.6K -142 -0.2%
MML Investors Services
10
MML Investors Services
Massachusetts
$4.53M +$1.31M +17,527 +41%
CPIG
11
Chicago Partners Investment Group
Illinois
$4.42M -$299 -4 -0%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.22M -$139K -1,853 -3%
BCM
13
Boltwood Capital Management
California
$4M -$286K -3,825 -7%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.58M -$853K -11,408 -25%
Citadel Advisors
15
Citadel Advisors
Florida
$2.3M -$314K -4,205 -12%
SOS
16
Silver Oak Securities
Tennessee
$1.94M -$134K -1,793 -6%
AF
17
Allworth Financial
California
$1.82M -$343K -4,581 -16%
Stifel Financial
18
Stifel Financial
Missouri
$1.16M -$260K -3,473 -18%
AI
19
Auour Investments
Massachusetts
$1.08M +$1.08M +14,413 New
GWP
20
Gateway Wealth Partners
Wisconsin
$1.07M +$183K +2,444 +21%
Wells Fargo
21
Wells Fargo
California
$1.01M -$673 -9 -0.1%
BPA
22
Beacon Pointe Advisors
California
$985K -$588K -7,869 -37%
LCM
23
Lunt Capital Management
Utah
$961K +$959K +12,823 New
GT
24
Greenleaf Trust
Michigan
$932K -$695K -9,289 -43%
HIM
25
Hanlon Investment Management
New Jersey
$898K +$312K +4,172 +53%
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