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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
AF
1
Allworth Financial
California
$10.9M +$7.82M +102,593 +250%
Morgan Stanley
2
Morgan Stanley
New York
$7.54M -$421K -5,524 -5%
CAN
3
Claraphi Advisory Network
United States
$6.34M -$212K -2,780 -3%
Jane Street
4
Jane Street
New York
$5.2M +$217K +2,849 +4%
CL
5
CIM LLC
New York
$4.63M +$76.6K +1,005 +2%
CPIG
6
Chicago Partners Investment Group
Illinois
$4.56M -$70.2K -921 -2%
LFA
7
Landmark Financial Advisors
Kentucky
$4.43M -$355K -4,660 -7%
NWS
8
Newport Wealth Strategies
California
$4.38M -$244K -3,196 -5%
FNWM
9
Financial Network Wealth Management
Utah
$4.07M +$201K +2,644 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$3.79M +$210K +2,760 +6%
BCM
11
Boltwood Capital Management
California
$3.29M +$1.73M +22,750 +111%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.03M +$2.17M +28,421 +251%
Stifel Financial
13
Stifel Financial
Missouri
$3.02M +$33.4K +439 +1%
UBS Group
14
UBS Group
Switzerland
$2.79M +$186K +2,439 +7%
LPL Financial
15
LPL Financial
California
$2.65M +$14.9K +196 +0.6%
Northern Trust
16
Northern Trust
Illinois
$2.44M -$28.1M -368,176 -13%
FTUS
17
Flow Traders U.S.
New York
$2.12M +$1.06M +13,963 +101%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.86M +$27.9K +366 +2%
VBFP
19
Valtinson Bruner Financial Planning
Minnesota
$1.75M +$198K +2,599 +13%
DP
20
Denver PWM
Colorado
$1.4M +$780K +10,239 +126%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.37M -$64.8K -850 -5%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.34M +$863K +11,322 +181%
IFWM
23
Institute for Wealth Management
Colorado
$1.14M -$745K -9,776 -39%
RMAM
24
Raab & Moskowitz Asset Management
New Jersey
$1.12M -$12.5K -164 -1%
SF
25
Synovus Financial
Georgia
$1.03M +$242K +3,172 +31%
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