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Northern Trust Ultra-Short Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.99M +$4.48M +59,572 +301%
UBS Group
2
UBS Group
Switzerland
$2.25M +$2.21M +29,430 +6,315%
IFA
3
Interactive Financial Advisors
Illinois
$1.01M -$117K -1,555 -10%
Northern Trust
4
Northern Trust
Illinois
$661K -$5.68M -75,425 -8%
LPL Financial
5
LPL Financial
California
$545K -$13.5K -180 -2%
LI
6
LVZ Inc
Michigan
$353K +$352K +4,677 New
LFG
7
LifePlan Financial Group
Ohio
$205K
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$107K
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$90K +$90.3K +1,200 New
MFS
10
MSI Financial Services
Massachusetts
$82K +$73.6K +978 +914%
US Bancorp
11
US Bancorp
Minnesota
$14K
Wells Fargo
12
Wells Fargo
California
$12K +$12K +160 New
Citigroup
13
Citigroup
New York
$8K +$8.28K +110 New
VKH
14
Virtu KCG Holdings
New York
-$579K -7,704 Closed
Jane Street
15
Jane Street
New York
-$380K -5,058 Closed