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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$695M +$109M +1,472,033 +19%
Morgan Stanley
2
Morgan Stanley
New York
$12.5M +$2.08M +27,979 +20%
LFA
3
Landmark Financial Advisors
Kentucky
$9.52M +$2.72M +36,624 +40%
LPL Financial
4
LPL Financial
California
$7.32M +$1.33M +17,957 +22%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.89M +$921K +12,395 +15%
SFS
6
Sowell Financial Services
Arkansas
$5.88M +$135K +1,823 +2%
CL
7
CIM LLC
New York
$4.47M -$80.3K -1,081 -2%
CPIG
8
Chicago Partners Investment Group
Illinois
$4.45M +$1.26K +17 +0%
IFA
9
Interactive Financial Advisors
Illinois
$4.45M +$3.8M +51,201 +599%
BCM
10
Boltwood Capital Management
California
$4.01M +$232K +3,125 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.75M -$859K -11,559 -19%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$3.38M +$438K +5,897 +15%
BPA
13
Beacon Pointe Advisors
California
$3.2M -$1.08M -14,555 -25%
AF
14
Allworth Financial
California
$2.53M -$1.38M -18,509 -35%
MML Investors Services
15
MML Investors Services
Massachusetts
$2.45M +$1.2M +16,134 +96%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.42M +$914K +12,305 +61%
SOS
17
Silver Oak Securities
Tennessee
$2.33M +$1.76M +23,627 +307%
FNWM
18
Financial Network Wealth Management
Utah
$2.09M -$994K -13,374 -32%
GT
19
Greenleaf Trust
Michigan
$1.87M -$14.3M -192,746 -88%
Stifel Financial
20
Stifel Financial
Missouri
$1.81M -$2.24M -30,095 -55%
Wells Fargo
21
Wells Fargo
California
$1M -$74 -1 -0%
SPC
22
Sigma Planning Corp
Michigan
$805K +$804K +10,826 New
RMAM
23
Raab & Moskowitz Asset Management
New Jersey
$791K -$46.7K -629 -6%
Osaic Holdings
24
Osaic Holdings
Arizona
$703K -$5.13K -69 -0.7%
Citadel Advisors
25
Citadel Advisors
Florida
$686K -$755K -10,156 -52%
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