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Northern Trust Ultra-Short Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$1.08M +$1.08M +14,329 New
Northern Trust
2
Northern Trust
Illinois
$1.08M +$60.7M +804,220 +129%
UBS Group
3
UBS Group
Switzerland
$1.03M -$63.4K -839 -6%
Morgan Stanley
4
Morgan Stanley
New York
$927K +$383K +5,076 +71%
IFA
5
Interactive Financial Advisors
Illinois
$903K -$3.93K -52 -0.4%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$704K +$704K +9,323 New
WSTAM
7
Wilbanks Smith & Thomas Asset Management
Virginia
$685K +$685K +9,075 New
VKH
8
Virtu KCG Holdings
New York
$659K +$659K +8,722 New
FHC
9
First Heartland Consultants
Missouri
$507K -$8.84K -117 -2%
CWM
10
Concert Wealth Management
California
$475K +$475K +6,287 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$107K +$107K +1,422 New
MFS
12
MSI Financial Services
Massachusetts
$98K +$14.6K +194 +18%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$90K
Bank of America
14
Bank of America
North Carolina
$88K +$8.68K +115 +11%
US Bancorp
15
US Bancorp
Minnesota
$14K
Citigroup
16
Citigroup
New York
$8K
AG
17
Advisor Group
Arizona
$2K -$4.23K -56 -67%
CFD
18
Creative Financial Designs
Indiana
$2K +$1.51K +20 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
-$939K -12,412 Closed
LPL Financial
20
LPL Financial
California
-$286K -3,783 Closed
Wells Fargo
21
Wells Fargo
California
-$4K -56 Closed