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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
AF
1
Allworth Financial
California
$10.8M -$160K -2,094 -1%
Morgan Stanley
2
Morgan Stanley
New York
$9.16M +$1.63M +21,368 +22%
CL
3
CIM LLC
New York
$4.88M +$255K +3,352 +6%
LFA
4
Landmark Financial Advisors
Kentucky
$4.79M +$355K +4,660 +8%
CPIG
5
Chicago Partners Investment Group
Illinois
$4.55M +$381 +5 +0%
FNWM
6
Financial Network Wealth Management
Utah
$4.39M +$320K +4,200 +8%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.32M +$523K +6,868 +14%
NWS
8
Newport Wealth Strategies
California
$4.13M -$253K -3,327 -6%
Stifel Financial
9
Stifel Financial
Missouri
$4.01M +$994K +13,056 +33%
Jane Street
10
Jane Street
New York
$3.98M -$1.22M -15,996 -23%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.52M +$488K +6,405 +16%
BCM
12
Boltwood Capital Management
California
$3.29M -$7.62K -100 -0.2%
Citadel Advisors
13
Citadel Advisors
Florida
$3.22M +$2.46M +32,312 +324%
LPL Financial
14
LPL Financial
California
$2.7M +$47.5K +624 +2%
UBS Group
15
UBS Group
Switzerland
$2.03M -$756K -9,922 -27%
Northern Trust
16
Northern Trust
Illinois
$1.88M -$3.93M -51,594 -2%
VBFP
17
Valtinson Bruner Financial Planning
Minnesota
$1.8M +$58.7K +770 +3%
CAN
18
Claraphi Advisory Network
United States
$1.79M -$4.55M -59,720 -72%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.72M -$138K -1,809 -7%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.63M +$293K +3,849 +22%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.39M +$15.4K +202 +1%
RMAM
22
Raab & Moskowitz Asset Management
New Jersey
$1.04M -$75.4K -990 -7%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$955K +$442K +5,803 +86%
SF
24
Synovus Financial
Georgia
$899K -$131K -1,724 -13%
DP
25
Denver PWM
Colorado
$846K -$551K -7,240 -39%
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