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Northern Trust Ultra-Short Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$1.09B +$64.6M +856,896 +6%
Morgan Stanley
2
Morgan Stanley
New York
$9.23M -$952K -12,627 -9%
LPL Financial
3
LPL Financial
California
$8.52M -$691K -9,171 -8%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$6.08M -$4.43M -58,828 -42%
Citadel Advisors
5
Citadel Advisors
Florida
$5.93M +$5.92M +78,491 New
MML Investors Services
6
MML Investors Services
Massachusetts
$5.51M +$756K +10,027 +16%
CL
7
CIM LLC
New York
$5.44M +$106K +1,405 +2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$4.84M +$428K +5,678 +10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$2.54M +$617K +8,191 +32%
BCM
10
Boltwood Capital Management
California
$1.81M -$251K -3,334 -12%
KFS
11
Keynote Financial Services
Connecticut
$1.56M +$1.33M +17,614 +591%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.14M -$5.5K -73 -0.5%
AI
13
Auour Investments
Massachusetts
$1.11M -$29.5K -392 -3%
IFA
14
Interactive Financial Advisors
Illinois
$945K -$537K -7,119 -36%
Osaic Holdings
15
Osaic Holdings
Arizona
$838K +$85.6K +1,136 +11%
SOS
16
Silver Oak Securities
Tennessee
$828K +$4.45K +59 +0.5%
JWCA
17
J.W. Cole Advisors
Florida
$820K -$9.65K -128 -1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$754K -$5.58K -74 -0.7%
GT
19
Greenleaf Trust
Michigan
$701K -$370K -4,912 -35%
RMAM
20
Raab & Moskowitz Asset Management
New Jersey
$607K -$377 -5 -0.1%
GWP
21
Gateway Wealth Partners
Wisconsin
$566K -$5.65K -75 -1%
Jane Street
22
Jane Street
New York
$553K +$552K +7,318 New
1W
23
1776 Wealth
Georgia
$524K
TRCT
24
Tower Research Capital (TRC)
New York
$398K +$396K +5,259 +525,900%
BPA
25
Beacon Pointe Advisors
California
$370K -$150K -1,991 -29%