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Northern Trust Ultra-Short Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$5.38M +$5.39M +71,505 New
CB
2
CNB Bank
Pennsylvania
$2.86M +$103K +1,369 +4%
Jane Street
3
Jane Street
New York
$2.62M +$409K +5,424 +18%
Northern Trust
4
Northern Trust
Illinois
$1.83M -$8.01M -106,292 -9%
Morgan Stanley
5
Morgan Stanley
New York
$1.34M -$68.8K -913 -5%
CAN
6
Claraphi Advisory Network
United States
$1.13M +$337K +4,467 +43%
LNB
7
Ledyard National Bank
$703K +$33.5K +445 +5%
FHC
8
First Heartland Consultants
Missouri
$513K -$28.9K -383 -5%
IFA
9
Interactive Financial Advisors
Illinois
$484K -$267K -3,543 -36%
UBS Group
10
UBS Group
Switzerland
$447K +$269K +3,571 +151%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$338K +$96.7K +1,283 +40%
SAM
12
SignalPoint Asset Management
Missouri
$331K -$1.13K -15 -0.3%
CA
13
Calton & Associates
Florida
$298K
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$293K -$345K -4,578 -54%
NWS
15
Newport Wealth Strategies
California
$286K
CFB
16
Cullen/Frost Bankers
Texas
$249K +$249K +3,300 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$248K -$72.1K -956 -22%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$205K +$206K +2,733 New
LFG
19
LifePlan Financial Group
Ohio
$92K +$92K +1,220 New
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$90K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$49K -$433K -5,747 -90%
AFP
22
Ausdal Financial Partners
Iowa
-$612K -8,107 Closed
PAG
23
Private Advisor Group
New Jersey
-$290K -3,849 Closed
Bank of America
24
Bank of America
North Carolina
-$64K -842 Closed