Ladenburg Thalmann Financial Services’s FlexShares Ultra-Short Income Fund RAVI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RAVI Stock Details RAVI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.22M	Buy	16,070 +13,526	+532%	+$1.02M	0.01%	1145
2019 Q3	$193K	Buy	2,544 +799	+46%	+$60.5K	﹤0.01%	2495
2019 Q2	$132K	Sell	1,745 -250	-13%	-$18.9K	﹤0.01%	2772
2019 Q1	$151K	Sell	1,995 -300	-13%	-$22.6K	﹤0.01%	2601
2018 Q4	$172K	Sell	2,295 -1,100	-32%	-$82.9K	﹤0.01%	2340
2018 Q3	$257K	Buy	3,395 +100	+3%	+$7.55K	﹤0.01%	2115
2018 Q2	$248K	Hold	3,295	–	–	﹤0.01%	2066
2018 Q1	$248K	Sell	3,295 -956	-22%	-$72.1K	﹤0.01%	2066
2017 Q4	$321K	Sell	4,251 -100	-2%	-$7.55K	﹤0.01%	1855
2017 Q3	$329K	Sell	4,351 -349	-7%	-$26.4K	﹤0.01%	1731
2017 Q2	$355K	Buy	4,700 +1,600	+52%	+$121K	﹤0.01%	1623
2017 Q1	$234K	Buy	+3,100	New	+$234K	﹤0.01%	1801

Other funds holding RAVI

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Allworth Financial Folsom, California $24.7B AUM 15.55% 1-Year Est. Return

VBFP

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

CAN

Claraphi Advisory Network Aliso Viejo, United States $251M AUM 9.29% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RAVI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its FlexShares Ultra-Short Income Fund (RAVI) stake by 532% in Q4 2019, buying an estimated $1.02M and bringing the position to 16,070 shares worth $1.22M. The position accounts for 0.01% of the portfolio, ranked #1145.

Ladenburg Thalmann Financial Services first reported a position in RAVI in Q1 2017 and has held it in 12 quarters since. 42 funds tracked by Wall St. Rank hold RAVI as of Q4 2019.

Ladenburg Thalmann Financial Services held 16,070 shares of FlexShares Ultra-Short Income Fund worth $1.22M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 13,526 FlexShares Ultra-Short Income Fund shares in Q4 2019, an estimated $1.02M.
FlexShares Ultra-Short Income Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1145 holding.
Ladenburg Thalmann Financial Services first reported a position in FlexShares Ultra-Short Income Fund in Q1 2017 and has held it in 12 quarters since.
42 funds tracked by Wall St. Rank held FlexShares Ultra-Short Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.