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Northern Trust Ultra-Short Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$9.99M +$8.06M +106,483 +435%
SAM
2
Shone Asset Management
California
$7.48M -$136K -1,802 -2%
FAAS
3
First Allied Advisory Services
California
$6.41M -$489K -6,465 -7%
CM
4
Columbus Macro
Pennsylvania
$6.17M -$321K -4,244 -5%
CPIG
5
Chicago Partners Investment Group
Illinois
$5.77M +$5.72M +75,596 New
LFA
6
Landmark Financial Advisors
Kentucky
$4.97M +$4.94M +65,250 New
CAN
7
Claraphi Advisory Network
United States
$4.93M +$2.16M +28,540 +79%
Stifel Financial
8
Stifel Financial
Missouri
$3.71M +$367K +4,849 +11%
Morgan Stanley
9
Morgan Stanley
New York
$3.57M +$365K +4,818 +11%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.34M +$396K +5,238 +14%
VBFP
11
Valtinson Bruner Financial Planning
Minnesota
$3.15M +$141K +1,868 +5%
Jane Street
12
Jane Street
New York
$2.95M -$11.2M -147,413 -79%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.81M -$857K -11,324 -24%
CAN
14
Cetera Advisor Networks
California
$2.7M +$62.8K +830 +2%
NWS
15
Newport Wealth Strategies
California
$2.29M +$809K +10,688 +55%
Northern Trust
16
Northern Trust
Illinois
$2.17M +$36.9M +488,334 +22%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.1M -$8.25K -109 -0.4%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$1.97M
AF
19
Allworth Financial
California
$1.55M -$780K -10,312 -34%
IFWM
20
Institute for Wealth Management
Colorado
$1.3M -$1.39M -18,345 -52%
LPL Financial
21
LPL Financial
California
$1.23M +$4.46K +59 +0.4%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.23M +$377K +4,982 +45%
UBS Group
23
UBS Group
Switzerland
$1.1M +$567K +7,489 +109%
RMAM
24
Raab & Moskowitz Asset Management
New Jersey
$843K -$26.5K -350 -3%
FI
25
FormulaFolio Investments
Michigan
$833K