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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$872M +$63.5M +846,868 +8%
LFA
2
Landmark Financial Advisors
Kentucky
$14.1M +$491K +6,550 +4%
Morgan Stanley
3
Morgan Stanley
New York
$12.5M +$312K +4,166 +3%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$11.4M +$1.7M +22,708 +18%
Jane Street
5
Jane Street
New York
$11M -$664K -8,860 -6%
LPL Financial
6
LPL Financial
California
$7.71M +$368K +4,913 +5%
IFA
7
Interactive Financial Advisors
Illinois
$6.58M +$6.08M +81,121 +1,239%
SFS
8
Sowell Financial Services
Arkansas
$6.41M -$245K -3,274 -4%
MML Investors Services
9
MML Investors Services
Massachusetts
$5.36M +$821K +10,961 +18%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.81M +$263K +3,514 +6%
CL
11
CIM LLC
New York
$4.64M +$99.7K +1,331 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.59M +$359K +4,789 +8%
BCM
13
Boltwood Capital Management
California
$4.05M +$35.6K +475 +0.9%
TA
14
Tactive Advisors
Florida
$3.36M +$2.88M +38,465 +617%
Citadel Advisors
15
Citadel Advisors
Florida
$3.03M +$720K +9,602 +31%
CPIG
16
Chicago Partners Investment Group
Illinois
$2.63M -$1.8M -24,054 -41%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.48M -$106K -1,420 -4%
FTUS
18
Flow Traders U.S.
New York
$2.2M +$2.2M +29,306 New
AF
19
Allworth Financial
California
$1.5M -$324K -4,320 -18%
Stifel Financial
20
Stifel Financial
Missouri
$1.14M -$21.1K -282 -2%
AI
21
Auour Investments
Massachusetts
$1.11M +$25.5K +340 +2%
HIM
22
Hanlon Investment Management
New Jersey
$1.08M +$178K +2,376 +20%
GWP
23
Gateway Wealth Partners
Wisconsin
$1.07M -$7.79K -104 -0.7%
GT
24
Greenleaf Trust
Michigan
$1.05M +$116K +1,543 +12%
LCM
25
Lunt Capital Management
Utah
$963K – – –
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