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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
1
Jane Street
New York
$5.93M +$2.18M +28,789 +58%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.37M +$1.33M +17,561 +44%
Morgan Stanley
3
Morgan Stanley
New York
$3.34M +$1.28M +16,840 +62%
AF
4
Allworth Financial
California
$2.92M +$2.92M +38,514 New
VBFP
5
Valtinson Bruner Financial Planning
Minnesota
$2.9M -$583K -7,687 -17%
CAN
6
Claraphi Advisory Network
United States
$2.67M +$792K +10,448 +42%
Northern Trust
7
Northern Trust
Illinois
$2.56M +$22M +289,971 +16%
CAN
8
Cetera Advisor Networks
California
$2.39M +$247K +3,254 +12%
Citadel Advisors
9
Citadel Advisors
Florida
$2.3M +$164K +2,167 +8%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.96M -$250K -3,300 -11%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.74M -$20.4K -269 -1%
FHC
12
First Heartland Consultants
Missouri
$1.31M -$22K -290 -2%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.22M +$1.02M +13,526 +532%
NWS
14
Newport Wealth Strategies
California
$1.22M -$19.2K -254 -2%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.12M -$470K -6,203 -30%
SAM
16
SignalPoint Asset Management
Missouri
$1.1M -$18.3K -241 -2%
IA
17
IFP Advisors
Florida
$1.07M -$909 -12 -0.1%
LPL Financial
18
LPL Financial
California
$939K +$623K +8,220 +196%
Stifel Financial
19
Stifel Financial
Missouri
$924K +$182K +2,400 +24%
RMAM
20
Raab & Moskowitz Asset Management
New Jersey
$873K +$234K +3,091 +37%
FTUS
21
Flow Traders U.S.
New York
$837K +$838K +11,059 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$700K +$60.8K +802 +9%
IFA
23
Interactive Financial Advisors
Illinois
$596K +$2.96K +39 +0.5%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$574K +$90.8K +1,198 +19%
BRWM
25
B. Riley Wealth Management
Tennessee
$560K +$124K +1,630 +28%
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