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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
1
Jane Street
New York
$3.75M -$1.1M -14,467 -23%
VBFP
2
Valtinson Bruner Financial Planning
Minnesota
$3.48M +$3.48M +45,896 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.05M +$1.19M +15,671 +64%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$2.21M +$760K +10,034 +52%
CAN
5
Cetera Advisor Networks
California
$2.15M +$223K +2,942 +12%
Citadel Advisors
6
Citadel Advisors
Florida
$2.14M +$2.13M +28,164 New
Morgan Stanley
7
Morgan Stanley
New York
$2.07M -$1.31M -17,309 -39%
Northern Trust
8
Northern Trust
Illinois
$2.05M +$2.02M +26,655 +1%
CAN
9
Claraphi Advisory Network
United States
$1.89M +$589K +7,780 +45%
Bank of America
10
Bank of America
North Carolina
$1.76M +$1.73M +22,784 +5,041%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.76M +$30.8K +407 +2%
FF
12
Fluent Financial
Texas
$1.6M +$305K +4,028 +24%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.59M +$340K +4,491 +27%
FHC
14
First Heartland Consultants
Missouri
$1.33M +$35.5K +469 +3%
NWS
15
Newport Wealth Strategies
California
$1.24M -$22.7K -300 -2%
SAM
16
SignalPoint Asset Management
Missouri
$1.12M +$5.15K +68 +0.5%
IA
17
IFP Advisors
Florida
$1.07M +$1.07M +14,093 New
CA
18
Calton & Associates
Florida
$862K +$174K +2,302 +25%
Stifel Financial
19
Stifel Financial
Missouri
$744K +$744K +9,815 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$640K +$71.2K +940 +13%
RMAM
21
Raab & Moskowitz Asset Management
New Jersey
$640K +$640K +8,444 New
IFA
22
Interactive Financial Advisors
Illinois
$594K +$3.18K +42 +0.5%
UBS Group
23
UBS Group
Switzerland
$592K -$231K -3,052 -28%
BTS
24
BB&T Securities
Virginia
$573K +$573K +7,559 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$484K +$148K +1,951 +44%
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