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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.96M -$3.86M -50,576 -33%
CAN
2
Claraphi Advisory Network
United States
$6.55M -$1.61M -21,080 -20%
Jane Street
3
Jane Street
New York
$4.98M +$4.99M +65,411 New
LFA
4
Landmark Financial Advisors
Kentucky
$4.79M -$977K -12,814 -17%
CPIG
5
Chicago Partners Investment Group
Illinois
$4.63M -$239K -3,140 -5%
NWS
6
Newport Wealth Strategies
California
$4.62M +$520K +6,817 +13%
CL
7
CIM LLC
New York
$4.55M +$110K +1,442 +2%
FNWM
8
Financial Network Wealth Management
Utah
$3.87M +$592K +7,764 +18%
Northern Trust
9
Northern Trust
Illinois
$3.86M -$18.8M -246,935 -8%
Osaic Holdings
10
Osaic Holdings
Arizona
$3.58M +$1.09M +14,252 +43%
AF
11
Allworth Financial
California
$3.13M -$221K -2,902 -7%
Stifel Financial
12
Stifel Financial
Missouri
$2.98M -$567K -7,438 -16%
LPL Financial
13
LPL Financial
California
$2.63M +$649K +8,515 +33%
UBS Group
14
UBS Group
Switzerland
$2.6M -$634K -8,309 -20%
IFWM
15
Institute for Wealth Management
Colorado
$1.89M -$2.33M -30,609 -55%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.83M -$266K -3,495 -13%
BCM
17
Boltwood Capital Management
California
$1.56M +$210K +2,750 +15%
VBFP
18
Valtinson Bruner Financial Planning
Minnesota
$1.55M -$122K -1,602 -7%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.44M +$13.7K +180 +1%
Citadel Advisors
20
Citadel Advisors
Florida
$1.37M +$1.1M +14,384 +402%
RMAM
21
Raab & Moskowitz Asset Management
New Jersey
$1.13M -$97.2K -1,275 -8%
FTUS
22
Flow Traders U.S.
New York
$1.06M +$825K +10,826 +354%
SWM
23
Spire Wealth Management
Virginia
$944K +$945K +12,390 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$863K -$3.98M -52,231 -82%
SF
25
Synovus Financial
Georgia
$788K +$464K +6,081 +142%
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