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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$986M +$58.9M +782,995 +6%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$13.1M +$13.1M +173,465 New
LPL Financial
3
LPL Financial
California
$8.96M -$129K -1,715 -1%
Morgan Stanley
4
Morgan Stanley
New York
$7.25M -$16.4M -218,302 -69%
IFA
5
Interactive Financial Advisors
Illinois
$6.6M +$4.74M +62,974 +257%
TA
6
Tactive Advisors
Florida
$6.05M +$471K +6,263 +8%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$5.13M -$2.31M -30,629 -31%
CL
8
CIM LLC
New York
$5.04M +$281K +3,731 +6%
MML Investors Services
9
MML Investors Services
Massachusetts
$4.21M -$404K -5,368 -9%
BCM
10
Boltwood Capital Management
California
$3.57M -$583K -7,750 -14%
Jane Street
11
Jane Street
New York
$2.99M -$9.56M -127,040 -76%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.86M -$210K -2,795 -7%
CPIG
13
Chicago Partners Investment Group
Illinois
$2.64M +$2.26K +30 +0.1%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.48M -$54.3K -722 -2%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$1.3M +$959K +12,740 +286%
AI
16
Auour Investments
Massachusetts
$1.1M +$11.4K +152 +1%
GT
17
Greenleaf Trust
Michigan
$1.09M +$365K +4,846 +50%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.08M -$172K -2,286 -14%
GWP
19
Gateway Wealth Partners
Wisconsin
$1.07M -$6.32K -84 -0.6%
FTUS
20
Flow Traders U.S.
New York
$1.02M -$24.8K -330 -2%
JWCA
21
J.W. Cole Advisors
Florida
$1M +$998K +13,260 New
Stifel Financial
22
Stifel Financial
Missouri
$883K -$150K -1,991 -15%
SOS
23
Silver Oak Securities
Tennessee
$883K -$916K -12,164 -51%
CAN
24
Cetera Advisor Networks
California
$856K +$15.6K +207 +2%
AF
25
Allworth Financial
California
$787K -$498K -6,620 -39%
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