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Northern Trust Ultra-Short Fixed Income ETF
RAVI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.62M +$5.04M +66,027 +141%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.94M -$2.06M -26,967 -21%
SAM
3
Shone Asset Management
California
$7.64M +$154K +2,020 +2%
CAN
4
Claraphi Advisory Network
United States
$7.48M +$2.54M +33,319 +52%
Jane Street
5
Jane Street
New York
$6.93M +$3.98M +52,149 +135%
CPIG
6
Chicago Partners Investment Group
Illinois
$5.9M +$139K +1,816 +2%
FAAS
7
First Allied Advisory Services
California
$5.54M -$866K -11,343 -14%
LFA
8
Landmark Financial Advisors
Kentucky
$5.53M +$552K +7,236 +11%
UBS Group
9
UBS Group
Switzerland
$5.34M +$4.24M +55,549 +387%
CM
10
Columbus Macro
Pennsylvania
$4.67M -$1.5M -19,658 -24%
CL
11
CIM LLC
New York
$4.27M +$4.27M +55,955 New
NWS
12
Newport Wealth Strategies
California
$4.11M +$1.83M +23,917 +80%
Stifel Financial
13
Stifel Financial
Missouri
$3.56M -$147K -1,922 -4%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$3.51M +$167K +2,185 +5%
AF
15
Allworth Financial
California
$3.18M +$1.63M +21,409 +106%
Northern Trust
16
Northern Trust
Illinois
$3.02M +$28.7M +376,125 +14%
VBFP
17
Valtinson Bruner Financial Planning
Minnesota
$2.81M -$340K -4,456 -11%
Osaic Holdings
18
Osaic Holdings
Arizona
$2.6M -$218K -2,852 -8%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$2.06M -$39.8K -522 -2%
LPL Financial
20
LPL Financial
California
$1.99M +$759K +9,948 +62%
IFWM
21
Institute for Wealth Management
Colorado
$1.95M +$645K +8,446 +49%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.78M -$196K -2,571 -10%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.57M +$784K +10,275 +100%
RMAM
24
Raab & Moskowitz Asset Management
New Jersey
$1.03M +$185K +2,425 +22%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$912K -$314K -4,116 -26%
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