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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFS
26
MSI Financial Services
Massachusetts
$977K +$655K +14,023 +314%
Jane Street
27
Jane Street
New York
$947K -$712K -15,246 -46%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$749K +$330K +7,063 +99%
FAAS
29
First Allied Advisory Services
California
$702K +$620K +13,286 New
WI
30
Wintrust Investments
Illinois
$699K -$91.3K -1,955 -13%
VKH
31
Virtu KCG Holdings
New York
$696K -$286K -6,120 -32%
Ameriprise
32
Ameriprise
Minnesota
$617K +$6.4K +137 +1%
Stifel Financial
33
Stifel Financial
Missouri
$568K -$13.4K -288 -3%
FHA
34
Flagship Harbor Advisors
Massachusetts
$568K +$519K +11,120 New
CA
35
Cetera Advisors
Colorado
$502K +$41.4K +887 +10%
ST
36
Spinnaker Trust
Maine
$469K -$2.62K -56 -0.6%
IA
37
IFP Advisors
Florida
$463K +$27.1K +581 +7%
Millennium Management
38
Millennium Management
New York
$422K +$374K +8,000 New
GS
39
Girard Securities
California
$342K +$374 +8 +0.1%
WEC
40
Winslow Evans & Crocker
Massachusetts
$316K +$233K +4,986 +499%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$290K +$257K +5,497 New
NPC
42
National Planning Corporation
California
$271K +$249K +5,334 New
M&T Bank
43
M&T Bank
New York
$258K +$229K +4,895 New
HFS
44
HL Financial Services
Kentucky
$236K -$142K -3,033 -40%
VFA
45
Voya Financial Advisors
Connecticut
$233K +$206K +4,404 New
NFG
46
Next Financial Group
Texas
$189K +$57.7K +1,235 +53%
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$182K +$19.1K +410 +14%
BFEC
48
Benjamin F. Edwards & Company
Missouri
$181K +$160K +3,436 New
AA
49
AlphaMark Advisors
Kentucky
$152K +$135K +2,885 New
SFM
50
Signet Financial Management
New Jersey
$148K +$131K +2,806 New