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First Trust NASDAQ ABA Community Bank Index Fund

76 hedge funds and large institutions have $215M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2017 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 38 increasing their positions, 9 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

322% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 9

92% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 12

15% more funds holding

Funds holding: 6676 (+10)

14.97% less ownership

Funds ownership: 71%56.03% (-15%)

24% less capital invested

Capital invested by funds: $285M → $215M (-$69.4M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
76
Holders Change
+10
Holders Change %
+15.15%
% of All Funds
1.89%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
23
Increased
38
Reduced
9
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JIP
26
Jaffetilchin Investment Partners
Florida
$1.02M +$71.6K +1,379 +7%
KWM
27
Kingsview Wealth Management
Oregon
$990K +$1.01M +19,549 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$909K +$196K +3,779 +27%
MML Investors Services
29
MML Investors Services
Massachusetts
$851K +$873K +16,811 New
WI
30
Wintrust Investments
Illinois
$825K +$158K +3,045 +23%
FAAS
31
First Allied Advisory Services
California
$803K +$134K +2,575 +19%
CPC
32
Cookson Peirce & Co
Pennsylvania
$801K -$230K -4,440 -22%
VKH
33
Virtu KCG Holdings
New York
$708K +$42.3K +815 +6%
CCA
34
Clearwater Capital Advisors
Illinois
$629K +$666K +12,840 New
CA
35
Cetera Advisors
Colorado
$528K +$50.7K +976 +10%
FHA
36
Flagship Harbor Advisors
Massachusetts
$525K -$25.8K -498 -4%
WA
37
WESPAC Advisors
California
$515K +$528K +10,178 New
RIL
38
Rothschild Investment LLC
Illinois
$473K +$485K +9,350 New
WEC
39
Winslow Evans & Crocker
Massachusetts
$465K +$166K +3,204 +54%
ST
40
Spinnaker Trust
Maine
$444K -$6.18K -119 -1%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$441K +$274K +5,276 +154%
William Blair & Company
42
William Blair & Company
Illinois
$439K +$431K +8,305 New
Baird Financial Group
43
Baird Financial Group
Wisconsin
$433K +$444K +8,557 New
GS
44
Girard Securities
California
$356K +$29K +558 +9%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$343K +$66.7K +1,286 +23%
VFA
46
Voya Financial Advisors
Connecticut
$342K +$130K +2,505 +57%
NPC
47
National Planning Corporation
California
$334K +$70.1K +1,350 +25%
IAA
48
Independent Advisor Alliance
North Carolina
$279K +$295K +5,692 New
HFS
49
HL Financial Services
Kentucky
$268K +$43K +829 +19%
AW
50
ACG Wealth
Georgia
$255K +$262K +5,046 New

QABA Hedge Fund Activity: Q1 2017 in Review

76 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q1 2017, worth a combined $215M — down 24% from $285M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new QABA positions and 12 closed out — a net gain of 11 holders — while 38 added to existing stakes and 9 trimmed.

The largest buyer was Bank of America, adding an estimated $10M. The largest seller was Envestnet Asset Management, cutting an estimated $37.8M.

  • 76 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q1 2017, up from 66 in Q4 2016.
  • Funds reported $215M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q1 2017, down 24% quarter-over-quarter.
  • 23 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q1 2017 and 12 closed out, a net change of +11 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q1 2017 was Bank of America, an estimated $10M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q1 2017 was Envestnet Asset Management, an estimated $37.8M sold.

Based on aggregated 13F filings for Q1 2017.