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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VKH
51
Virtu KCG Holdings
New York
$204K +$220K +11,950 New
Stifel Financial
52
Stifel Financial
Missouri
$197K -$11.1K -600 -5%
UAS
53
United Asset Strategies
New York
$188K
WA
54
WFG Advisors
Texas
$184K -$3.12K -169 -2%
Creative Planning
55
Creative Planning
Kansas
$168K +$461 +25 +0.3%
GGPS
56
Gary Goldberg Planning Services
New York
$123K +$682 +37 +0.5%
JIC
57
Joel Isaacson & Co
New York
$112K +$121K +6,581 New
US Bancorp
58
US Bancorp
Minnesota
$101K
TRCT
59
Tower Research Capital (TRC)
New York
$87K +$94.3K +5,117 New
WTB
60
Washington Trust Bank
Washington
$76K
AAC
61
Asset Advisors Corp
Georgia
$68K
BAM
62
Barrett Asset Management
New York
$55K
NFG
63
Next Financial Group
Texas
$55K +$50.2K +2,725 +545%
KTC
64
Kistler-Tiffany Companies
Pennsylvania
$40K +$43K +2,330 New
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$39K -$3.69K -200 -8%
RIA
66
Regal Investment Advisors
Michigan
$34K +$10.1K +550 +38%
AA
67
AlphaMark Advisors
Kentucky
$34K +$18.4K +1,000 +100%
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$31K
FNBT
69
FineMark National Bank & Trust
Florida
$26K -$44.3K -2,400 -62%
AA
70
Apriem Advisors
California
$26K -$7.38K -400 -21%
1IC
71
1919 Investment Counsel
Maryland
$26K
FANJ
72
Financial Architects (New Jersey)
New Jersey
$25K
TFA
73
Transamerica Financial Advisors
Florida
$18K -$9.22K -500 -33%
BC
74
Bartlett & Co
Ohio
$15K +$332 +18 +2%
GSC
75
Ground Swell Capital
South Carolina
$5K +$5.53K +300 New