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PIMCO Corporate & Income Opportunity Fund
PTY

169 hedge funds and large institutions have $240M invested in PIMCO Corporate & Income Opportunity Fund in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 52 increasing their positions, 50 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

9% more capital invested

Capital invested by funds: $219M → $240M (+$20.8M)

6% more funds holding

Funds holding: 159 → 169 (+10)

1.21% more ownership

Funds ownership: 15.15% → 16.36% (+1.2%)

4% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 50

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
169
Holders Change
+10
Holders Change %
+6.29%
% of All Funds
2.46%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
25
Increased
52
Reduced
50
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$26.2M
2
AWM
Avior Wealth Management
Nebraska
+$3.48M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$2.59M
4
XF
XML Financial
Maryland
+$1.86M
5
FFN
Focus Financial Network
Minnesota
+$1.83M

Top Sellers

Rank Fund Capital Flow
1
PI
PFG Investments
New York
-$20.4M
2
FAIM
Financial Advocates Investment Management
Washington
-$3.64M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.94M
4
IAIM
International Assets Investment Management
Florida
-$939K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$896K
Name Holding Trade Value Shares
Change 		Change in
Stake
TF
151
Tompkins Financial
New York
$11.3K – – –
HWA
152
Heritage Wealth Advisors
Virginia
$10.9K +$10.8K +820 New
MFT
153
Moisand Fitzgerald Tamayo
Florida
$9.86K – – –
SWA
154
SOA Wealth Advisors
New York
$9.27K – – –
Bessemer Group
155
Bessemer Group
New Jersey
$9K – – –
FWM
156
Focused Wealth Management
New York
$7.85K -$51.7K -3,931 -87%
TWM
157
Tradition Wealth Management
Minnesota
$7K – – –
BWM
158
Baystate Wealth Management
Massachusetts
$6.68K +$6.62K +504 New
UB
159
UMB Bank
Missouri
$6.62K – – –
CMP
160
Coston McIsaac & Partners
Maine
$4K +$2.34K +178 +115%
HGERS
161
Householder Group Estate & Retirement Specialist
Arizona
$3K – – –
BCMLT
162
Beacon Capital Management LLC (Tennessee)
Tennessee
$2.42K – – –
JP Morgan Chase
163
JP Morgan Chase
New York
$2.24K +$2.22K +169 New
FMP
164
Financial Management Professionals
Texas
$2K – – –
HI
165
Hoey Investments
Pennsylvania
$2K – – –
TFA
166
Toth Financial Advisory
Virginia
$1.48K – – –
GI
167
Gradient Investments
Minnesota
$1.14K – – –
TCM
168
Tradewinds Capital Management
Washington
$146 -$131 -10 -48%
Fidelity Investments
169
Fidelity Investments
Massachusetts
$53 +$39 +3 +300%
PI
170
PFG Investments
New York
– -$20.4M -1,560,709 Closed
FAIM
171
Financial Advocates Investment Management
Washington
– -$3.64M -278,134 Closed
IAIM
172
International Assets Investment Management
Florida
– -$939K -75,910 Closed
CAC
173
Certified Advisory Corp
Florida
– -$284K -21,692 Closed
Wealth Enhancement Advisory Services
174
Wealth Enhancement Advisory Services
Minnesota
– -$251K -19,236 Closed
AI
175
AXS Investments
New York
– -$176K -13,495 Closed
4 5 6
7
8

PTY Hedge Fund Activity: Q4 2023 in Review

169 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2023, worth a combined $240M — up 9.5% from $219M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new PTY positions and 13 closed out — a net gain of 12 holders — while 52 added to existing stakes and 50 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.2M. The largest seller was PFG Investments, exiting entirely with an estimated $20.4M sold.

  • 169 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2023, up from 159 in Q3 2023.
  • Funds reported $240M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2023, up 9.5% quarter-over-quarter.
  • 25 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2023 and 13 closed out, a net change of +12 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2023 was Morgan Stanley, an estimated $26.2M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2023 was PFG Investments, an estimated $20.4M sold.

Based on aggregated 13F filings for Q4 2023.