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PIMCO Corporate & Income Opportunity Fund
PTY

138 hedge funds and large institutions have $187M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

74% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 31

8% more capital invested

Capital invested by funds: $174M → $187M (+$13.1M)

5% more funds holding

Funds holding: 131 → 138 (+7)

1.3% more ownership

Funds ownership: 7.96% → 9.27% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
138
Holders Change
+7
Holders Change %
+5.34%
% of All Funds
2.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
54
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$15M
2
KAS
Kestra Advisory Services
Texas
+$4.9M
3
CAN
Cetera Advisor Networks
California
+$2.99M
4
Morgan Stanley
Morgan Stanley
New York
+$2.68M
5
TNAM
Terra Nova Asset Management
New York
+$1.9M

Top Sellers

1
BPA
Beacon Pointe Advisors
California
-$1.9M
2
XF
XML Financial
Maryland
-$1.83M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.07M
4
US Bancorp
US Bancorp
Minnesota
-$953K
5
FAIM
Financial Advocates Investment Management
Washington
-$702K
Name Holding Trade Value Shares
Change 		Change in
Stake
JPLA
126
Joseph P. Lucia & Associates
New York
$6K – – –
BWL
127
Bogart Wealth LLC
Virginia
$5K +$120 +6 +2%
TFA
128
Toth Financial Advisory
Virginia
$4K +$4.39K +220 New
VNA
129
Valley National Advisers
Pennsylvania
$3K – – –
SCA
130
Stonebridge Capital Advisors
Minnesota
$2K -$2K -100 -50%
LTI
131
Laffer Tengler Investments
Tennessee
$1.1K +$1.2K +60 New
MSFP
132
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
TRCT
133
Tower Research Capital (TRC)
New York
$1K +$918 +46 New
BBHC
134
Brown Brothers Harriman & Co
New York
$46 +$49.9K +2,500 New
Northern Trust
135
Northern Trust
Illinois
– -$22K -112,998 Closed
FAIM
136
Financial Advocates Investment Management
Washington
– -$702K -35,502 Closed
GWM
137
GSB Wealth Management
Connecticut
– -$546K -27,570 Closed
Susquehanna International Group
138
Susquehanna International Group
Pennsylvania
– -$501K -25,332 Closed
TSS
139
Two Sigma Securities
New York
– -$204K -10,320 Closed
OIA
140
OneDigital Investment Advisors
Kansas
– -$200K -10,111 Closed
BWM
141
BT Wealth Management
Georgia
– -$198K -10,000 Closed
Citigroup
142
Citigroup
New York
– -$137K -6,903 Closed
NFSG
143
Newbridge Financial Services Group
Florida
– -$25K -1,261 Closed
PAM
144
Panagora Asset Management
Massachusetts
– -$3K -141 Closed
Fidelity Investments
145
Fidelity Investments
Massachusetts
– -$20 -1 -25%
TCWM
146
Total Clarity Wealth Management
Illinois
– +$259 +13 New
2 3 4 5
6

PTY Hedge Fund Activity: Q3 2021 in Review

138 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2021, worth a combined $187M — up 7.5% from $174M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PTY positions and 11 closed out — a net gain of 9 holders — while 54 added to existing stakes and 31 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $15M. The largest seller was Beacon Pointe Advisors, cutting an estimated $1.9M.

  • 138 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2021, up from 131 in Q2 2021.
  • Funds reported $187M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $15M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2021 was Beacon Pointe Advisors, an estimated $1.9M sold.

Based on aggregated 13F filings for Q3 2021.