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PIMCO Corporate & Income Opportunity Fund
PTY

138 hedge funds and large institutions have $187M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

74% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 31

8% more capital invested

Capital invested by funds: $174M → $187M (+$13.1M)

5% more funds holding

Funds holding: 131 → 138 (+7)

1.3% more ownership

Funds ownership: 7.96% → 9.27% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
138
Holders Change
+7
Holders Change %
+5.34%
% of All Funds
2.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
54
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$15M
2
KAS
Kestra Advisory Services
Texas
+$4.9M
3
CAN
Cetera Advisor Networks
California
+$2.99M
4
Morgan Stanley
Morgan Stanley
New York
+$2.68M
5
TNAM
Terra Nova Asset Management
New York
+$1.9M

Top Sellers

1
BPA
Beacon Pointe Advisors
California
-$1.9M
2
XF
XML Financial
Maryland
-$1.83M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.07M
4
US Bancorp
US Bancorp
Minnesota
-$953K
5
FAIM
Financial Advocates Investment Management
Washington
-$702K
Name Holding Trade Value Shares
Change 		Change in
Stake
BC
101
Bartlett & Co
Ohio
$81K -$16K -800 -15%
SIM
102
Sonora Investment Management
Arizona
$77K +$44.5K +2,229 +111%
OC
103
Oakworth Capital
Alabama
$71K +$77.5K +3,885 New
DTIM
104
Danda Trouve Investment Management
Kansas
$62K +$10.7K +538 +19%
AA
105
AlphaMark Advisors
Kentucky
$51K +$1.92K +96 +4%
NSIM
106
North Star Investment Management
Illinois
$37K – – –
MRCM
107
M&R Capital Management
New Jersey
$36K – – –
RFA
108
Reilly Financial Advisors
California
$33K – – –
AWM
109
AllSquare Wealth Management
New York
$31K +$19.9K +1,000 +143%
Koshinski Asset Management
110
Koshinski Asset Management
Illinois
$31K +$33.8K +1,694 New
EVM
111
Eaton Vance Management
Massachusetts
$28K – – –
CFGS
112
Concourse Financial Group Securities
Alabama
$26K +$5.98K +300 +27%
SC
113
SouthState Corp
Florida
$25K +$27.7K +1,390 New
HI
114
Hoey Investments
Pennsylvania
$22K – – –
DOA
115
D'Orazio & Associates
Virginia
$21K -$3.57K -179 -14%
Fifth Third Bancorp
116
Fifth Third Bancorp
Ohio
$18K – – –
TH
117
TCTC Holdings
Texas
$18K – – –
BFEC
118
Benjamin F. Edwards & Company
Missouri
$16K – – –
TWA
119
TCI Wealth Advisors
Arizona
$15K – – –
TWM
120
Tradition Wealth Management
Minnesota
$14K -$43.9K -2,200 -75%
SWA
121
SOA Wealth Advisors
New York
$12K – – –
HF
122
Halpern Financial
Virginia
$11.1K +$12.1K +607 New
PGAM
123
Princeton Global Asset Management
New Jersey
$9K – – –
CFA
124
Cahill Financial Advisors
Minnesota
$9K +$9.47K +475 New
AA
125
Addison Advisors
Vermont
$6K – – –
2 3 4
5
6

PTY Hedge Fund Activity: Q3 2021 in Review

138 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2021, worth a combined $187M — up 7.5% from $174M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PTY positions and 11 closed out — a net gain of 9 holders — while 54 added to existing stakes and 31 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $15M. The largest seller was Beacon Pointe Advisors, cutting an estimated $1.9M.

  • 138 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2021, up from 131 in Q2 2021.
  • Funds reported $187M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $15M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2021 was Beacon Pointe Advisors, an estimated $1.9M sold.

Based on aggregated 13F filings for Q3 2021.