We are live on ! Find out more
PTY icon

PIMCO Corporate & Income Opportunity Fund
PTY

169 hedge funds and large institutions have $240M invested in PIMCO Corporate & Income Opportunity Fund in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 52 increasing their positions, 50 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

9% more capital invested

Capital invested by funds: $219M → $240M (+$20.8M)

6% more funds holding

Funds holding: 159 → 169 (+10)

1.21% more ownership

Funds ownership: 15.15% → 16.36% (+1.2%)

4% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 50

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
169
Holders Change
+10
Holders Change %
+6.29%
% of All Funds
2.46%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
25
Increased
52
Reduced
50
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$26.2M
2
AWM
Avior Wealth Management
Nebraska
+$3.48M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$2.59M
4
XF
XML Financial
Maryland
+$1.86M
5
FFN
Focus Financial Network
Minnesota
+$1.83M

Top Sellers

Rank Fund Capital Flow
1
PI
PFG Investments
New York
-$20.4M
2
FAIM
Financial Advocates Investment Management
Washington
-$3.64M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.94M
4
IAIM
International Assets Investment Management
Florida
-$939K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$896K
Name Holding Trade Value Shares
Change 		Change in
Stake
CF
76
Centaurus Financial
California
$290K +$2.9K +221 +1%
Comerica Bank
77
Comerica Bank
Texas
$290K -$39 -3 -0%
MG
78
Marex Group
$288K +$285K +21,715 New
GWM
79
GSB Wealth Management
Connecticut
$267K +$7.79K +593 +3%
EC
80
Elequin Capital
New York
$254K +$252K +19,175 New
CIBC World Market
81
CIBC World Market
Ontario, Canada
$251K +$4.98K +379 +2%
AWM
82
AE Wealth Management
Kansas
$250K -$6K -457 -2%
CAPTRUST Financial Advisors
83
CAPTRUST Financial Advisors
North Carolina
$249K -$594K -45,182 -71%
Creative Planning
84
Creative Planning
Kansas
$248K +$242K +18,410 +5,939%
GCP
85
Gill Capital Partners
Colorado
$247K – – –
WAAG
86
Wealth Alliance Advisory Group
Kansas
$236K – – –
PWM
87
Prosperity Wealth Management
California
$233K +$231K +17,608 New
AAS
88
Avantax Advisory Services
Texas
$233K -$804K -61,209 -78%
Mariner
89
Mariner
Kansas
$226K -$312K -23,709 -58%
SWM
90
Spire Wealth Management
Virginia
$226K -$54.9K -4,178 -20%
Millennium Management
91
Millennium Management
New York
$225K +$223K +16,964 New
JFG
92
Jefferies Financial Group
New York
$221K +$220K +16,710 New
BWA
93
Beam Wealth Advisors
Louisiana
$218K -$4.85K -369 -2%
SS
94
Sunbelt Securities
Texas
$212K +$164K +12,519 +362%
SA
95
SFI Advisors
New Jersey
$207K – – –
CWM
96
Collaborative Wealth Management
Florida
$202K -$16.6K -1,265 -8%
CF
97
Copperwynd Financial
Arizona
$202K +$18.3K +1,391 +10%
IA
98
IFP Advisors
Florida
$192K +$32K +2,432 +20%
SPC
99
Sigma Planning Corp
Michigan
$191K -$315K -23,957 -62%
TWC
100
TD Waterhouse Canada
Ontario, Canada
$189K – – –
2 3
4
5 6

PTY Hedge Fund Activity: Q4 2023 in Review

169 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2023, worth a combined $240M — up 9.5% from $219M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new PTY positions and 13 closed out — a net gain of 12 holders — while 52 added to existing stakes and 50 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.2M. The largest seller was PFG Investments, exiting entirely with an estimated $20.4M sold.

  • 169 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2023, up from 159 in Q3 2023.
  • Funds reported $240M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2023, up 9.5% quarter-over-quarter.
  • 25 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2023 and 13 closed out, a net change of +12 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2023 was Morgan Stanley, an estimated $26.2M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2023 was PFG Investments, an estimated $20.4M sold.

Based on aggregated 13F filings for Q4 2023.