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PIMCO Corporate & Income Opportunity Fund
PTY

159 hedge funds and large institutions have $219M invested in PIMCO Corporate & Income Opportunity Fund in 2023 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 50 increasing their positions, 40 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 9

25% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 40

5% more funds holding

Funds holding: 151 → 159 (+8)

0.34% more ownership

Funds ownership: 14.81% → 15.15% (+0.34%)

4% less capital invested

Capital invested by funds: $229M → $219M (-$10.3M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
159
Holders Change
+8
Holders Change %
+5.3%
% of All Funds
2.52%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
18
Increased
50
Reduced
40
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
Osaic Holdings
Arizona
+$3.08M
2
Morgan Stanley
Morgan Stanley
New York
+$1.97M
3
LPL Financial
LPL Financial
California
+$1.88M
4
Truist Financial
Truist Financial
North Carolina
+$998K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$968K

Top Sellers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$3.93M
2
CA
Cresta Advisors
Texas
-$2.11M
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
-$1.81M
4
CPRC
Consolidated Portfolio Review Corp
New York
-$718K
5
JP Morgan Chase
JP Morgan Chase
New York
-$419K
Name Holding Trade Value Shares
Change 		Change in
Stake
Comerica Bank
76
Comerica Bank
Texas
$286K +$309K +21,901 New
CF
77
Centaurus Financial
California
$284K +$2.79K +198 +0.9%
CAC
78
Certified Advisory Corp
Florida
$284K -$85.7K -6,067 -22%
SWM
79
Spire Wealth Management
Virginia
$272K +$847 +60 +0.3%
WJWM
80
Williams Jones Wealth Management
New York
$264K +$285K +20,165 New
GWM
81
GSB Wealth Management
Connecticut
$256K -$34.1K -2,416 -11%
Wealth Enhancement Advisory Services
82
Wealth Enhancement Advisory Services
Minnesota
$251K +$272K +19,236 New
GCP
83
Gill Capital Partners
Colorado
$244K – – –
AWM
84
AE Wealth Management
Kansas
$243K -$61.8K -4,380 -19%
CIBC World Market
85
CIBC World Market
Ontario, Canada
$243K – – –
WAAG
86
Wealth Alliance Advisory Group
Kansas
$233K – – –
BWA
87
Beam Wealth Advisors
Louisiana
$220K -$7.13K -505 -3%
CWM
88
Collaborative Wealth Management
Florida
$216K -$28.2K -2,000 -11%
OC
89
Oarsman Capital
Wisconsin
$205K -$15.5K -1,100 -7%
SA
90
SFI Advisors
New Jersey
$204K – – –
IWN
91
Independent Wealth Network
Iowa
$196K +$54.5K +3,861 +35%
LNC
92
Lincoln National Corp
Pennsylvania
$196K -$32.5K -2,305 -13%
ASN
93
Advisory Services Network
Georgia
$190K – – –
SFC
94
Strategic Financial Concepts
Texas
$186K – – –
RG
95
Rathbones Group
United Kingdom
$183K +$198K +14,000 New
CF
96
Copperwynd Financial
Arizona
$181K +$196K +13,859 New
AI
97
AXS Investments
New York
$176K +$191K +13,495 New
TWC
98
TD Waterhouse Canada
Ontario, Canada
$176K – – –
HWM
99
HB Wealth Management
Georgia
$174K -$257K -18,181 -58%
WAP
100
Wealthcare Advisory Partners
Pennsylvania
$171K +$1.06K +75 +0.6%
2 3
4
5 6

PTY Hedge Fund Activity: Q3 2023 in Review

159 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2023, worth a combined $219M — down 4.5% from $229M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PTY positions and 9 closed out — a net gain of 9 holders — while 50 added to existing stakes and 40 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $3.08M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $3.93M.

  • 159 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2023, up from 151 in Q2 2023.
  • Funds reported $219M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2023, down 4.5% quarter-over-quarter.
  • 18 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2023 and 9 closed out, a net change of +9 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2023 was Osaic Holdings, an estimated $3.08M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2023 was Northwestern Mutual Wealth Management, an estimated $3.93M sold.

Based on aggregated 13F filings for Q3 2023.