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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

53 hedge funds and large institutions have $49.9M invested in Pfenex Inc. in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

24% less funds holding

Funds holding: 7053 (-17)

27% less capital invested

Capital invested by funds: $67.9M → $49.9M (-$18M)

89% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 18

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3K

Holders
53
Holders Change
-17
Holders Change %
-24.29%
% of All Funds
1.32%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
19
Reduced
17
Closed
18
Calls
Puts
$3K
Net Calls
-$3K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MA
51
MUFG Americas
New York
$2K
BNP Paribas Financial Markets
52
BNP Paribas Financial Markets
France
$15
CAM
53
Cormorant Asset Management
Massachusetts
-$2.31M -574,966 Closed
AIC
54
AWM Investment Company
New York
-$2.26M -563,255 Closed
Allianz Asset Management
55
Allianz Asset Management
Germany
-$556K -138,633 Closed
Legal & General Group
56
Legal & General Group
United Kingdom
-$442K -110,249 Closed
ECM
57
Element Capital Management
New York
-$368K -91,861 Closed
Susquehanna International Group
58
Susquehanna International Group
Pennsylvania
-$272K -67,906 Closed
PP
59
Paloma Partners
Connecticut
-$266K -66,418 Closed
LP
60
LMR Partners
United Kingdom
-$252K -62,870 Closed
TC
61
TFS Capital
Pennsylvania
-$244K -60,894 Closed
TCIM
62
TIAA CREF Investment Management
New York
-$191K -47,655 Closed
CS
63
Credit Suisse
Switzerland
-$139K -34,721 Closed
AG
64
Algert Global
California
-$139K -34,603 Closed
Barclays
65
Barclays
United Kingdom
-$114K -28,446 Closed
ARTA
66
A.R.T. Advisors
New York
-$92K -23,176 Closed
Citadel Advisors
67
Citadel Advisors
Florida
-$66K -16,338 Closed
Royal Bank of Canada
68
Royal Bank of Canada
Ontario, Canada
-$39.3K -10,330 -100%
FANJ
69
Financial Architects (New Jersey)
New Jersey
-$13K -3,300 Closed
Creative Planning
70
Creative Planning
Kansas
-$4K -1,000 Closed
Manulife (Manufacturers Life Insurance)
71
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$3K -814 Closed

PFNX Hedge Fund Activity: Q3 2017 in Review

53 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2017, worth a combined $49.9M — down 27% from $67.9M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of PFNX and 2 opened new positions — a net loss of 16 holders — while 17 trimmed existing stakes and 19 added.

The largest buyer was William Blair & Company, adding an estimated $1.81M. The largest seller was Cormorant Asset Management, exiting entirely with an estimated $2.31M sold.

  • 53 institutional investors held Pfenex Inc. (PFNX) as of Q3 2017, down from 70 in Q2 2017.
  • Funds reported $49.9M of Pfenex Inc. stock for Q3 2017, down 27% quarter-over-quarter.
  • 2 funds opened new Pfenex Inc. positions in Q3 2017 and 18 closed out, a net change of -16 holders.
  • The largest Pfenex Inc. buyer in Q3 2017 was William Blair & Company, an estimated $1.81M added.
  • The largest Pfenex Inc. seller in Q3 2017 was Cormorant Asset Management, an estimated $2.31M sold.

Based on aggregated 13F filings for Q3 2017.