We are live on ! Find out more
PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

Back to rankings

78 hedge funds and large institutions have $282M invested in Pfenex Inc. in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

47% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 19

24% more funds holding

Funds holding: 63 → 78 (+15)

21% less capital invested

Capital invested by funds: $355M → $282M (-$73M)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
78
Holders Change
+15
Holders Change %
+23.81%
% of All Funds
2.18%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
20
Increased
28
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HCMT
Highland Capital Management (Texas)
Texas
+$5.98M
2
Northern Trust
Northern Trust
Illinois
+$2.76M
3
BA
BlackRock Advisors
Delaware
+$2.15M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$1.41M
5
State Street
State Street
Massachusetts
+$1.4M

Top Sellers

Rank Fund Capital Flow
1
Franklin Resources
Franklin Resources
California
-$5.97M
2
TC
TFS Capital
Pennsylvania
-$3.2M
3
SCM
Sio Capital Management
New York
-$1.85M
4
NI
Numeric Investors
Massachusetts
-$1.17M
5
EI
EAM Investors
California
-$1.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
1
Franklin Resources
California
$48.1M -$5.97M -293,658 -8%
DCC
2
Dow Chemical Company
Michigan
$42.4M – – –
Primecap Management
3
Primecap Management
California
$35.6M – – –
PA
4
Perceptive Advisors
New York
$14.6M -$809K -39,834 -4%
AIC
5
AWM Investment Company
New York
$12.9M – – –
BA
6
BlackRock Advisors
Delaware
$11.8M +$2.15M +105,956 +16%
CAM
7
Cormorant Asset Management
Massachusetts
$9.38M – – –
Bank of New York Mellon
8
Bank of New York Mellon
New York
$8.08M -$365K -17,961 -3%
VAM
9
Visium Asset Management
New York
$7.27M -$260K -12,800 -3%
Vanguard Group
10
Vanguard Group
Pennsylvania
$6.96M +$1.41M +69,470 +18%
BFA
11
BlackRock Fund Advisors
California
$6.32M -$119K -5,835 -1%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$6.08M -$311K -15,300 -4%
DA
13
DSC Advisors
Illinois
$6.02M +$388K +19,082 +5%
Marshall Wace
14
Marshall Wace
United Kingdom
$4.91M – – –
BIT
15
BlackRock Institutional Trust
California
$4.82M +$1.36M +66,823 +26%
BG
16
BlackRock Group
United Kingdom
$4.47M +$328K +16,159 +6%
HCMT
17
Highland Capital Management (Texas)
Texas
$4.42M +$5.98M +294,167 New
SCM
18
Sio Capital Management
New York
$3.83M -$1.85M -90,825 -26%
NI
19
Numeric Investors
Massachusetts
$3.16M -$1.17M -57,754 -22%
State Street
20
State Street
Massachusetts
$3.14M +$1.4M +68,683 +49%
Allianz Asset Management
21
Allianz Asset Management
Germany
$2.9M +$27.5K +1,352 +0.7%
EI
22
EAM Investors
California
$2.83M -$1.15M -56,708 -23%
Northern Trust
23
Northern Trust
Illinois
$2.64M +$2.76M +135,892 +338%
BIM
24
BlackRock Investment Management
Delaware
$2.58M +$175K +8,628 +5%
William Blair & Company
25
William Blair & Company
Illinois
$2.2M -$889K -43,733 -23%
1
2 3 4

PFNX Hedge Fund Activity: Q3 2015 in Review

78 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2015, worth a combined $282M — down 21% from $355M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFNX positions and 4 closed out — a net gain of 16 holders — while 28 added to existing stakes and 19 trimmed.

The largest buyer was Highland Capital Management (Texas), opening a new position worth an estimated $5.98M. The largest seller was Franklin Resources, cutting an estimated $5.97M.

  • 78 institutional investors held Pfenex Inc. (PFNX) as of Q3 2015, up from 63 in Q2 2015.
  • Funds reported $282M of Pfenex Inc. stock for Q3 2015, down 21% quarter-over-quarter.
  • 20 funds opened new Pfenex Inc. positions in Q3 2015 and 4 closed out, a net change of +16 holders.
  • The largest Pfenex Inc. buyer in Q3 2015 was Highland Capital Management (Texas), an estimated $5.98M added.
  • The largest Pfenex Inc. seller in Q3 2015 was Franklin Resources, an estimated $5.97M sold.

Based on aggregated 13F filings for Q3 2015.