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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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70 hedge funds and large institutions have $160M invested in Pfenex Inc. in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 19

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

7% more capital invested

Capital invested by funds: $150M → $160M (+$9.99M)

1% more funds holding

Funds holding: 69 → 70 (+1)

Holders
70
Holders Change
+1
Holders Change %
+1.45%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
27
Reduced
19
Closed
9
Calls
$16K
Puts
–
Net Calls
+$16K
Net Calls Change
+$16K

Top Buyers

Rank Fund Capital Flow
1
IGIM
I.G. Investment Management
Manitoba, Canada
+$1.49M
2
UBS AM
UBS AM
Illinois
+$1.36M
3
BCM
Bridgeway Capital Management
Texas
+$939K
4
PAM
Panagora Asset Management
Massachusetts
+$570K
5
Renaissance Technologies
Renaissance Technologies
New York
+$514K

Top Sellers

Rank Fund Capital Flow
1
NI
Numeric Investors
Massachusetts
-$2.53M
2
TC
TFS Capital
Pennsylvania
-$1.35M
3
Invesco
Invesco
Georgia
-$766K
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$440K
5
OAM
Oxford Asset Management
United Kingdom
-$373K
Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
1
Franklin Resources
California
$35.1M -$66.4K -7,790 -0.2%
Primecap Management
2
Primecap Management
California
$21.5M -$225K -26,388 -1%
DCC
3
Dow Chemical Company
Michigan
$19.9M – – –
PA
4
Perceptive Advisors
New York
$8.41M -$179K -20,947 -2%
AIC
5
AWM Investment Company
New York
$8.39M -$121K -14,174 -1%
BA
6
BlackRock Advisors
Delaware
$6.84M -$238K -27,915 -4%
CAM
7
Cormorant Asset Management
Massachusetts
$5.66M – – –
Vanguard Group
8
Vanguard Group
Pennsylvania
$5.26M +$244K +28,622 +5%
DA
9
DSC Advisors
Illinois
$4.57M +$85.3K +10,000 +2%
BFA
10
BlackRock Fund Advisors
California
$4.49M +$252K +29,507 +6%
SMH
11
Sanders Morris Harris
Texas
$3.33M +$93.6K +10,971 +3%
BIT
12
BlackRock Institutional Trust
California
$3.12M -$48.1K -5,634 -2%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$2.7M +$387K +45,342 +18%
Marshall Wace
14
Marshall Wace
United Kingdom
$2.62M – – –
BG
15
BlackRock Group
United Kingdom
$2.56M +$112K +13,112 +5%
State Street
16
State Street
Massachusetts
$2.15M +$26.6K +3,119 +1%
William Blair & Company
17
William Blair & Company
Illinois
$1.78M +$347K +40,624 +26%
Northern Trust
18
Northern Trust
Illinois
$1.76M +$45.3K +5,308 +3%
IGIM
19
I.G. Investment Management
Manitoba, Canada
$1.57M +$1.49M +175,000 New
Allianz Asset Management
20
Allianz Asset Management
Germany
$1.52M -$124K -14,569 -8%
BIM
21
BlackRock Investment Management
Delaware
$1.44M +$72.7K +8,528 +6%
UBS AM
22
UBS AM
Illinois
$1.43M +$1.36M +159,634 New
Geode Capital Management
23
Geode Capital Management
Massachusetts
$1.13M +$7.23K +848 +0.7%
BlackRock
24
BlackRock
New York
$1.13M +$116K +13,563 +12%
GIP
25
Granite Investment Partners
California
$1.12M +$69.2K +8,108 +7%
1
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PFNX Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2016, worth a combined $160M — up 6.7% from $150M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFNX positions and 9 closed out — a net gain of 1 holder — while 27 added to existing stakes and 19 trimmed.

The largest buyer was I.G. Investment Management, opening a new position worth an estimated $1.49M. The largest seller was Numeric Investors, exiting entirely with an estimated $2.53M sold.

  • 70 institutional investors held Pfenex Inc. (PFNX) as of Q3 2016, up from 69 in Q2 2016.
  • Funds reported $160M of Pfenex Inc. stock for Q3 2016, up 6.7% quarter-over-quarter.
  • 10 funds opened new Pfenex Inc. positions in Q3 2016 and 9 closed out, a net change of +1 holder.
  • The largest Pfenex Inc. buyer in Q3 2016 was I.G. Investment Management, an estimated $1.49M added.
  • The largest Pfenex Inc. seller in Q3 2016 was Numeric Investors, an estimated $2.53M sold.

Based on aggregated 13F filings for Q3 2016.