UBS AM
PFNX

UBS AM’s Pfenex Inc. PFNX Stock Holding History

UBS AM’s Portfolio PFNX Stock Details PFNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-134,011
Closed -$405K – 2621
2017
Q3 		$405K Hold
134,011
– – ﹤0.01% 2002
2017
Q2 		$537K Sell
134,011
-6,378
-5% -$29.4K ﹤0.01% 1856
2017
Q1 		$816K Sell
140,389
-25,554
-15% -$192K ﹤0.01% 1712
2016
Q4 		$1.5M Buy
165,943
+6,309
+4% +$57.6K ﹤0.01% 1406
2016
Q3 		$1.43M Buy
+159,634
New +$1.36M ﹤0.01% 1517

Other funds holding PFNX

Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
DCC
Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
DM
Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

UBS AM's PFNX Position: Q4 2017 in Review

UBS AM sold out of Pfenex Inc. (PFNX) in Q4 2017, closing a stake of 134,011 shares — an estimated $405K sold.

UBS AM first reported a position in PFNX in Q3 2016 and held it in 5 quarters. The position peaked at $1.5M in Q4 2016. 47 funds tracked by Wall St. Rank hold PFNX as of Q4 2017.

  • UBS AM reported no remaining Pfenex Inc. position as of Q4 2017 after selling out during the quarter.
  • UBS AM sold 134,011 Pfenex Inc. shares in Q4 2017, an estimated $405K.
  • UBS AM first reported a position in Pfenex Inc. in Q3 2016 and held it in 5 quarters.
  • UBS AM's Pfenex Inc. position peaked at $1.5M in Q4 2016.
  • 47 funds tracked by Wall St. Rank held Pfenex Inc. as of Q4 2017.

Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.