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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

79 hedge funds and large institutions have $164M invested in Pfenex Inc. in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

52% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 21

13% more funds holding

Funds holding: 7079 (+9)

2% more capital invested

Capital invested by funds: $160M → $164M (+$3.56M)

Holders
79
Holders Change
+9
Holders Change %
+12.86%
% of All Funds
1.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
32
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$35.1M -$432K -47,365 -1%
Primecap Management
2
Primecap Management
California
$21.5M -$337K -36,900 -2%
DCC
3
Dow Chemical Company
Michigan
$16.1M -$4.11M -450,000 -20%
AIC
4
AWM Investment Company
New York
$8.37M -$136K -14,935 -2%
PA
5
Perceptive Advisors
New York
$8.29M -$233K -25,554 -3%
BA
6
BlackRock Advisors
Delaware
$6.98M +$49.3K +5,394 +0.7%
CAM
7
Cormorant Asset Management
Massachusetts
$5.74M
Vanguard Group
8
Vanguard Group
Pennsylvania
$5.57M +$241K +26,384 +4%
BFA
9
BlackRock Fund Advisors
California
$5.38M +$830K +90,956 +18%
DA
10
DSC Advisors
Illinois
$4.63M
SMH
11
Sanders Morris Harris
Texas
$3.34M -$35.6K -3,904 -1%
BIT
12
BlackRock Institutional Trust
California
$3.18M +$12.4K +1,363 +0.4%
Marshall Wace
13
Marshall Wace
United Kingdom
$2.66M +$6.74K +738 +0.3%
BG
14
BlackRock Group
United Kingdom
$2.54M -$50.6K -5,539 -2%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$2.49M -$247K -27,100 -9%
State Street
16
State Street
Massachusetts
$2.25M +$76.7K +8,402 +3%
William Blair & Company
17
William Blair & Company
Illinois
$1.96M +$164K +17,909 +9%
Northern Trust
18
Northern Trust
Illinois
$1.78M +$657 +72 +0%
UBS AM
19
UBS AM
Illinois
$1.5M +$57.6K +6,309 +4%
BIM
20
BlackRock Investment Management
Delaware
$1.48M +$24.5K +2,683 +2%
Allianz Asset Management
21
Allianz Asset Management
Germany
$1.3M -$234K -25,616 -15%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$1.23M +$82.9K +9,083 +7%
Renaissance Technologies
23
Renaissance Technologies
New York
$1.19M +$128K +14,039 +12%
BlackRock
24
BlackRock
New York
$1.18M +$32.2K +3,528 +3%
TCIM
25
TIAA CREF Investment Management
New York
$1.05M +$146K +16,019 +16%

PFNX Hedge Fund Activity: Q4 2016 in Review

79 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2016, worth a combined $164M — up 2.2% from $160M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PFNX positions and 5 closed out — a net gain of 11 holders — while 32 added to existing stakes and 21 trimmed.

The largest buyer was Globeflex Capital, opening a new position worth an estimated $890K. The largest seller was Dow Chemical Company, cutting an estimated $4.11M.

  • 79 institutional investors held Pfenex Inc. (PFNX) as of Q4 2016, up from 70 in Q3 2016.
  • Funds reported $164M of Pfenex Inc. stock for Q4 2016, up 2.2% quarter-over-quarter.
  • 16 funds opened new Pfenex Inc. positions in Q4 2016 and 5 closed out, a net change of +11 holders.
  • The largest Pfenex Inc. buyer in Q4 2016 was Globeflex Capital, an estimated $890K added.
  • The largest Pfenex Inc. seller in Q4 2016 was Dow Chemical Company, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2016.