BFA
PFNX

BlackRock Fund Advisors’s Pfenex Inc. PFNX Stock Holding History

BlackRock Fund Advisors’s Portfolio PFNX Stock Details PFNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		$5.38M Buy
592,638
+90,956
+18% +$830K ﹤0.01% 2903
2016
Q3 		$4.49M Buy
501,682
+29,507
+6% +$252K ﹤0.01% 2893
2016
Q2 		$3.95M Buy
472,175
+56,570
+14% +$457K ﹤0.01% 2939
2016
Q1 		$4.08M Sell
415,605
-23,864
-5% -$209K ﹤0.01% 2849
2015
Q4 		$5.44M Buy
439,469
+18,740
+4% +$276K ﹤0.01% 2794
2015
Q3 		$6.32M Sell
420,729
-5,835
-1% -$119K ﹤0.01% 2661
2015
Q2 		$8.28M Buy
426,564
+403,662
+1,763% +$6.77M ﹤0.01% 2615
2015
Q1 		$365K Sell
22,902
-1,552
-6% -$17.1K ﹤0.01% 3325
2014
Q4 		$176K Buy
24,454
+1,746
+8% +$13.2K ﹤0.01% 3518
2014
Q3 		$167K Buy
+22,708
New +$145K ﹤0.01% 3531

Other funds holding PFNX

Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
DCC
Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
PA
Perceptive Advisors New York $5.06B AUM 314.02% 1-Year Est. Return
BA
BlackRock Advisors Wilmington, Delaware $92.2B AUM 15.8% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.98B AUM 737.95% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
DA
DSC Advisors Chicago, Illinois $11M AUM 5.88% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return