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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

69 hedge funds and large institutions have $179M invested in Pfenex Inc. in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 19

12% less funds holding

Funds holding: 7869 (-9)

21% less capital invested

Capital invested by funds: $227M → $179M (-$47.8M)

62% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 13

Holders
69
Holders Change
-9
Holders Change %
-11.54%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
26
Reduced
19
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$36M +$722K +82,605 +2%
Primecap Management
2
Primecap Management
California
$23.9M
DCC
3
Dow Chemical Company
Michigan
$21.8M
PA
4
Perceptive Advisors
New York
$9.45M
AIC
5
AWM Investment Company
New York
$9.38M +$830K +95,000 +11%
BA
6
BlackRock Advisors
Delaware
$7.84M +$339K +38,792 +5%
SCM
7
Sio Capital Management
New York
$6.52M +$1.89M +215,914 +48%
CAM
8
Cormorant Asset Management
Massachusetts
$6.14M
Vanguard Group
9
Vanguard Group
Pennsylvania
$5.36M +$273K +31,238 +6%
DA
10
DSC Advisors
Illinois
$4.92M +$133K +15,191 +3%
VAM
11
Visium Asset Management
New York
$4.52M -$214K -24,520 -5%
BFA
12
BlackRock Fund Advisors
California
$4.08M -$209K -23,864 -5%
BIT
13
BlackRock Institutional Trust
California
$3.37M -$12.1K -1,385 -0.4%
NI
14
Numeric Investors
Massachusetts
$3.16M +$439K +50,300 +19%
Marshall Wace
15
Marshall Wace
United Kingdom
$2.88M
BG
16
BlackRock Group
United Kingdom
$2.62M -$177K -20,261 -7%
State Street
17
State Street
Massachusetts
$2.11M +$8.79K +1,006 +0.5%
Fidelity Investments
18
Fidelity Investments
Massachusetts
$1.92M -$549K -62,800 -24%
SMH
19
Sanders Morris Harris
Texas
$1.83M +$1.63M +186,314 New
Northern Trust
20
Northern Trust
Illinois
$1.81M +$20.9K +2,391 +1%
Allianz Asset Management
21
Allianz Asset Management
Germany
$1.76M -$64.6K -7,399 -4%
William Blair & Company
22
William Blair & Company
Illinois
$1.58M +$91.8K +10,507 +7%
BIM
23
BlackRock Investment Management
Delaware
$1.41M -$255K -29,204 -17%
BlackRock
24
BlackRock
New York
$1.4M +$2.92K +334 +0.2%
GIP
25
Granite Investment Partners
California
$1.1M +$224K +25,638 +30%

PFNX Hedge Fund Activity: Q1 2016 in Review

69 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2016, worth a combined $179M — down 21% from $227M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PFNX and 5 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 26 added.

The largest buyer was Sio Capital Management, adding an estimated $1.89M. The largest seller was Bank of New York Mellon, cutting an estimated $3.77M.

  • 69 institutional investors held Pfenex Inc. (PFNX) as of Q1 2016, down from 78 in Q4 2015.
  • Funds reported $179M of Pfenex Inc. stock for Q1 2016, down 21% quarter-over-quarter.
  • 5 funds opened new Pfenex Inc. positions in Q1 2016 and 13 closed out, a net change of -8 holders.
  • The largest Pfenex Inc. buyer in Q1 2016 was Sio Capital Management, an estimated $1.89M added.
  • The largest Pfenex Inc. seller in Q1 2016 was Bank of New York Mellon, an estimated $3.77M sold.

Based on aggregated 13F filings for Q1 2016.