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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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78 hedge funds and large institutions have $227M invested in Pfenex Inc. in 2015 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 26 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 26

0% more funds holding

Funds holding: 78 → 78 (0)

0% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 13

20% less capital invested

Capital invested by funds: $282M → $227M (-$55.5M)

100% less funds holding in top 10

Funds holding in top 10: 3 → 0 (-3)

Holders
78
Holders Change
–
Holders Change %
0%
% of All Funds
2.05%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
29
Reduced
26
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Franklin Resources
Franklin Resources
California
+$5.48M
2
SCM
Sio Capital Management
New York
+$2.83M
3
PSI
Pinnacle Summer Investments
Virginia
+$1.51M
4
OAM
Oxford Asset Management
United Kingdom
+$1.43M
5
DA
DSC Advisors
Illinois
+$1.24M

Top Sellers

Rank Fund Capital Flow
1
DCC
Dow Chemical Company
Michigan
-$8.85M
2
HCMT
Highland Capital Management (Texas)
Texas
-$4.42M
3
EI
EAM Investors
California
-$2.83M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$2.16M
5
Morgan Stanley
Morgan Stanley
New York
-$1.77M
Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
1
Franklin Resources
California
$44.3M +$5.48M +371,482 +12%
Primecap Management
2
Primecap Management
California
$30.1M +$885K +60,000 +3%
DCC
3
Dow Chemical Company
Michigan
$27.5M -$8.85M -600,000 -21%
PA
4
Perceptive Advisors
New York
$11.9M -$150K -10,166 -1%
AIC
5
AWM Investment Company
New York
$10.6M – – –
BA
6
BlackRock Advisors
Delaware
$9.4M -$354K -24,018 -3%
CAM
7
Cormorant Asset Management
Massachusetts
$7.74M – – –
Vanguard Group
8
Vanguard Group
Pennsylvania
$6.36M +$741K +50,232 +11%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$6.1M -$668K -45,258 -8%
DA
10
DSC Advisors
Illinois
$6M +$1.24M +83,908 +21%
VAM
11
Visium Asset Management
New York
$6M – – –
SCM
12
Sio Capital Management
New York
$5.54M +$2.83M +191,959 +75%
BFA
13
BlackRock Fund Advisors
California
$5.44M +$276K +18,740 +4%
BIT
14
BlackRock Institutional Trust
California
$4.26M +$334K +22,606 +7%
Marshall Wace
15
Marshall Wace
United Kingdom
$3.62M -$511K -34,669 -11%
BG
16
BlackRock Group
United Kingdom
$3.55M -$170K -11,530 -4%
NI
17
Numeric Investors
Massachusetts
$3.35M +$892K +60,456 +29%
Fidelity Investments
18
Fidelity Investments
Massachusetts
$3.2M -$2.16M -146,300 -36%
State Street
19
State Street
Massachusetts
$2.64M +$65.1K +4,412 +2%
Allianz Asset Management
20
Allianz Asset Management
Germany
$2.31M -$90.7K -6,148 -3%
Northern Trust
21
Northern Trust
Illinois
$2.25M +$82.2K +5,570 +3%
BIM
22
BlackRock Investment Management
Delaware
$2.14M +$13.3K +902 +0.5%
William Blair & Company
23
William Blair & Company
Illinois
$1.85M +$44.2K +2,998 +2%
BlackRock
24
BlackRock
New York
$1.75M +$55.7K +3,778 +3%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$1.5M -$46.1K -3,124 -3%
1
2 3 4

PFNX Hedge Fund Activity: Q4 2015 in Review

78 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2015, worth a combined $227M — down 20% from $282M a quarter earlier.

Fund positioning in PFNX was balanced in Q4 2015: 13 funds opened new positions, 13 closed out, 29 added to existing stakes and 26 trimmed.

The largest buyer was Franklin Resources, adding an estimated $5.48M. The largest seller was Dow Chemical Company, cutting an estimated $8.85M.

  • 78 institutional investors held Pfenex Inc. (PFNX) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $227M of Pfenex Inc. stock for Q4 2015, down 20% quarter-over-quarter.
  • 13 funds opened new Pfenex Inc. positions in Q4 2015 and 13 closed out, a net change of 0 holders.
  • The largest Pfenex Inc. buyer in Q4 2015 was Franklin Resources, an estimated $5.48M added.
  • The largest Pfenex Inc. seller in Q4 2015 was Dow Chemical Company, an estimated $8.85M sold.

Based on aggregated 13F filings for Q4 2015.