We are live on ! Find out more
PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

Back to rankings

1 hedge funds and large institutions have $2.15M invested in Pfenex Inc. in 2020 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 0 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% less funds holding

Funds holding: 55 → 1 (-54)

99% less capital invested

Capital invested by funds: $301M → $2.15M (-$299M)

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 54

Holders
1
Holders Change
-54
Holders Change %
-98.18%
% of All Funds
0.02%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
–
Increased
1
Reduced
–
Closed
54
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
IRAG
Investment Research & Advisory Group
Georgia
+$318K

Top Sellers

Rank Fund Capital Flow
1
NM
Newtyn Management
New York
-$57.4M
2
WAM
Weiss Asset Management
Massachusetts
-$53.8M
3
Primecap Management
Primecap Management
California
-$40.3M
4
AAM
Alpine Associates Management
Florida
-$33M
5
PWAM
Park West Asset Management
California
-$17.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
IRAG
1
Investment Research & Advisory Group
Georgia
$2.15M +$318K +8,652 +17%
NM
2
Newtyn Management
New York
– -$57.4M -4,500,000 Closed
WAM
3
Weiss Asset Management
Massachusetts
– -$53.8M -4,220,055 Closed
Primecap Management
4
Primecap Management
California
– -$40.3M -3,161,200 Closed
AAM
5
Alpine Associates Management
Florida
– -$33M -2,591,584 Closed
PWAM
6
Park West Asset Management
California
– -$17.4M -1,366,409 Closed
WIC
7
Water Island Capital
New York
– -$16.2M -1,274,452 Closed
Renaissance Technologies
8
Renaissance Technologies
New York
– -$12.3M -963,305 Closed
PCM
9
Pentwater Capital Management
Florida
– -$9.31M -730,200 Closed
WCMNY
10
Westchester Capital Management (New York)
New York
– -$9.08M -711,894 Closed
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
– -$7.66M -600,676 Closed
Millennium Management
12
Millennium Management
New York
– -$7.6K -596,049 Closed
PAMP
13
Polar Asset Management Partners
Ontario, Canada
– -$6.38M -500,000 Closed
Dimensional Fund Advisors
14
Dimensional Fund Advisors
Texas
– -$4.78M -374,914 Closed
Morgan Stanley
15
Morgan Stanley
New York
– -$4.72M -370,631 Closed
Northern Trust
16
Northern Trust
Illinois
– -$4.48M -351,457 Closed
Jane Street
17
Jane Street
New York
– -$3.76M -294,670 Closed
YCM
18
Yakira Capital Management
Connecticut
– -$3.11M -243,849 Closed
Qube Research & Technologies (QRT)
19
Qube Research & Technologies (QRT)
United Kingdom
– -$1.94M -151,815 Closed
Goldman Sachs
20
Goldman Sachs
New York
– -$1.64M -128,859 Closed
Verition Fund Management
21
Verition Fund Management
Connecticut
– -$1.02M -80,000 Closed
California Public Employees Retirement System
22
California Public Employees Retirement System
California
– -$1M -78,780 Closed
Wells Fargo
23
Wells Fargo
California
– -$959K -75,244 Closed
Russell Investments Group
24
Russell Investments Group
United Kingdom
– -$945K -74,185 Closed
AGM
25
Alpine Global Management
New York
– -$893K -70,000 Closed
1
2 3

PFNX Hedge Fund Activity: Q4 2020 in Review

1 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2020, worth a combined $2.15M — down 99% from $301M a quarter earlier.

Sellers outnumbered buyers: 54 funds closed out of PFNX and 0 opened new positions — a net loss of 54 holders — while 0 trimmed existing stakes and 1 added.

The largest buyer was Investment Research & Advisory Group, adding an estimated $318K. The largest seller was Newtyn Management, exiting entirely with an estimated $57.4M sold.

  • 1 institutional investor held Pfenex Inc. (PFNX) as of Q4 2020, down from 55 in Q3 2020.
  • Funds reported $2.15M of Pfenex Inc. stock for Q4 2020, down 99% quarter-over-quarter.
  • 0 funds opened new Pfenex Inc. positions in Q4 2020 and 54 closed out, a net change of -54 holders.
  • The largest Pfenex Inc. buyer in Q4 2020 was Investment Research & Advisory Group, an estimated $318K added.
  • The largest Pfenex Inc. seller in Q4 2020 was Newtyn Management, an estimated $57.4M sold.

Based on aggregated 13F filings for Q4 2020.