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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

85 hedge funds and large institutions have $211M invested in Pfenex Inc. in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 27 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,105% more call options, than puts

Call options by funds: $1.01M | Put options by funds: $84K

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

28% more capital invested

Capital invested by funds: $164M → $211M (+$46.5M)

26% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 27

15% more funds holding

Funds holding: 7485 (+11)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
85
Holders Change
+11
Holders Change %
+14.86%
% of All Funds
1.86%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
34
Reduced
27
Closed
3
Calls
$1.01M
Puts
$84K
Net Calls
+$928K
Net Calls Change
+$861K
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$32.9M -$429K -59,182 -1%
Primecap Management
2
Primecap Management
California
$28.1M -$81.2K -11,200 -0.3%
William Blair & Company
3
William Blair & Company
Illinois
$21.5M +$1.07M +146,986 +6%
BlackRock
4
BlackRock
New York
$16.8M +$234K +32,299 +2%
Renaissance Technologies
5
Renaissance Technologies
New York
$12.9M +$864K +119,200 +8%
Vanguard Group
6
Vanguard Group
Pennsylvania
$11.3M +$658K +90,745 +7%
DCC
7
Dow Chemical Company
Michigan
$10.7M -$3.63M -500,000 -28%
PWAM
8
Park West Asset Management
California
$7.48M +$237K +32,626 +4%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$7.1M +$89.5K +12,341 +1%
RCMC
10
RK Capital Management (Colorado)
Colorado
$5.71M +$2.67M +368,444 +120%
FCM
11
Farallon Capital Management
California
$5.06M
State Street
12
State Street
Massachusetts
$4.66M +$394K +54,285 +11%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$3.64M +$264K +36,346 +9%
RA
14
Royce & Associates
New York
$3.27M +$415K +57,300 +17%
Northern Trust
15
Northern Trust
Illinois
$2.92M +$62.4K +8,611 +3%
EI
16
EAM Investors
California
$2.64M +$1.53M +210,420 +206%
Norges Bank
17
Norges Bank
Norway
$2.58M
Millennium Management
18
Millennium Management
New York
$2.2M -$758K -104,580 -29%
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$2.14M +$160K +22,110 +10%
EGI
20
EAM Global Investors
California
$1.76M +$1.51M +208,610 New
SCM
21
Sio Capital Management
New York
$1.63M -$145K -20,000 -9%
Squarepoint
22
Squarepoint
New York
$1.46M +$840K +115,791 +202%
Invesco
23
Invesco
Georgia
$1.31M +$704K +97,059 +168%
Russell Investments Group
24
Russell Investments Group
United Kingdom
$1.28M -$1.6M -220,482 -59%
ACA
25
Apis Capital Advisors
New York
$1.18M +$145K +20,000 +17%

PFNX Hedge Fund Activity: Q3 2019 in Review

85 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2019, worth a combined $211M — up 28% from $164M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new PFNX positions and 3 closed out — a net gain of 11 holders — while 34 added to existing stakes and 27 trimmed.

The largest buyer was RK Capital Management (Colorado), adding an estimated $2.67M. The largest seller was Dow Chemical Company, cutting an estimated $3.63M.

  • 85 institutional investors held Pfenex Inc. (PFNX) as of Q3 2019, up from 74 in Q2 2019.
  • Funds reported $211M of Pfenex Inc. stock for Q3 2019, up 28% quarter-over-quarter.
  • 14 funds opened new Pfenex Inc. positions in Q3 2019 and 3 closed out, a net change of +11 holders.
  • The largest Pfenex Inc. buyer in Q3 2019 was RK Capital Management (Colorado), an estimated $2.67M added.
  • The largest Pfenex Inc. seller in Q3 2019 was Dow Chemical Company, an estimated $3.63M sold.

Based on aggregated 13F filings for Q3 2019.