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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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70 hedge funds and large institutions have $67.9M invested in Pfenex Inc. in 2017 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 28 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 76 → 70 (-6)

30% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 20

35% less capital invested

Capital invested by funds: $104M → $67.9M (-$35.8M)

39% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 28

75% less call options, than puts

Call options by funds: $1K | Put options by funds: $4K

Holders
70
Holders Change
-6
Holders Change %
-7.89%
% of All Funds
1.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
17
Reduced
28
Closed
20
Calls
$1K
Puts
$4K
Net Calls
-$3K
Net Calls Change
-$3K

Top Buyers

Rank Fund Capital Flow
1
SMH
Sanders Morris Harris
Texas
+$1.52M
2
Millennium Management
Millennium Management
New York
+$1.17M
3
CWG
C WorldWide Group
Denmark
+$1.13M
4
AL
AJO LP
Pennsylvania
+$1.09M
5
MERSOM
Municipal Employees' Retirement System of Michigan
Michigan
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$5.45M
2
AIC
AWM Investment Company
New York
-$1.66M
3
BCM
Bridgeway Capital Management
Texas
-$1.14M
4
State Street
State Street
Massachusetts
-$1.13M
5
Northern Trust
Northern Trust
Illinois
-$700K
Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
1
Franklin Resources
California
$10.7M -$664K -144,331 -5%
Primecap Management
2
Primecap Management
California
$9.5M – – –
DCC
3
Dow Chemical Company
Michigan
$7.1M – – –
BlackRock
4
BlackRock
New York
$4.94M -$5.45M -1,183,779 -49%
PA
5
Perceptive Advisors
New York
$3.39M -$216K -46,874 -5%
SMH
6
Sanders Morris Harris
Texas
$2.99M +$1.52M +331,167 +80%
CAM
7
Cormorant Asset Management
Massachusetts
$2.31M – – –
AIC
8
AWM Investment Company
New York
$2.26M -$1.66M -359,852 -39%
Renaissance Technologies
9
Renaissance Technologies
New York
$2.2M +$1.03M +223,300 +69%
Vanguard Group
10
Vanguard Group
Pennsylvania
$1.98M -$570K -123,722 -20%
Millennium Management
11
Millennium Management
New York
$1.31M +$1.17M +254,922 +356%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$1.31M -$87.2K -18,933 -5%
MWNA
13
Marshall Wace North America
New York
$1.17M -$3.22K -700 -0.2%
William Blair & Company
14
William Blair & Company
Illinois
$1.01M +$143K +31,108 +14%
CWG
15
C WorldWide Group
Denmark
$984K +$1.13M +245,500 New
AL
16
AJO LP
Pennsylvania
$946K +$1.09M +235,948 New
MERSOM
17
Municipal Employees' Retirement System of Michigan
Michigan
$926K +$1.06M +230,970 New
IGIM
18
I.G. Investment Management
Manitoba, Canada
$902K +$1.04M +225,000 New
Dimensional Fund Advisors
19
Dimensional Fund Advisors
Texas
$806K +$489K +106,257 +112%
NI
20
Numeric Investors
Massachusetts
$748K -$436K -94,784 -34%
OAM
21
Oxford Asset Management
United Kingdom
$747K -$33.4K -7,261 -4%
Goldman Sachs
22
Goldman Sachs
New York
$642K +$480K +104,184 +186%
Deutsche Bank
23
Deutsche Bank
Germany
$619K +$416K +90,295 +141%
Allianz Asset Management
24
Allianz Asset Management
Germany
$556K -$13.2K -2,869 -2%
UBS AM
25
UBS AM
Illinois
$537K -$29.4K -6,378 -5%
1
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PFNX Hedge Fund Activity: Q2 2017 in Review

70 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q2 2017, worth a combined $67.9M — down 35% from $104M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of PFNX and 14 opened new positions — a net loss of 6 holders — while 28 trimmed existing stakes and 17 added.

The largest buyer was Sanders Morris Harris, adding an estimated $1.52M. The largest seller was BlackRock, cutting an estimated $5.45M.

  • 70 institutional investors held Pfenex Inc. (PFNX) as of Q2 2017, down from 76 in Q1 2017.
  • Funds reported $67.9M of Pfenex Inc. stock for Q2 2017, down 35% quarter-over-quarter.
  • 14 funds opened new Pfenex Inc. positions in Q2 2017 and 20 closed out, a net change of -6 holders.
  • The largest Pfenex Inc. buyer in Q2 2017 was Sanders Morris Harris, an estimated $1.52M added.
  • The largest Pfenex Inc. seller in Q2 2017 was BlackRock, an estimated $5.45M sold.

Based on aggregated 13F filings for Q2 2017.