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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

73 hedge funds and large institutions have $126M invested in Pfenex Inc. in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 39 increasing their positions, 13 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 13

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $129M → $126M (-$2.61M)

8% less funds holding

Funds holding: 7973 (-6)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

Holders
73
Holders Change
-6
Holders Change %
-7.59%
% of All Funds
1.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
39
Reduced
13
Closed
11
Calls
$501K
Puts
Net Calls
+$501K
Net Calls Change
+$76K
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$22.1M +$1.18M +229,913 +6%
Primecap Management
2
Primecap Management
California
$17.4M +$537K +104,500 +3%
William Blair & Company
3
William Blair & Company
Illinois
$10.2M +$361K +70,239 +4%
DCC
4
Dow Chemical Company
Michigan
$9.05M
BlackRock
5
BlackRock
New York
$7.92M +$1.2M +233,517 +18%
Vanguard Group
6
Vanguard Group
Pennsylvania
$6.23M +$179K +34,844 +3%
Renaissance Technologies
7
Renaissance Technologies
New York
$6.16M +$974K +189,705 +19%
PWAM
8
Park West Asset Management
California
$5.6M +$784K +152,554 +16%
DM
9
Deerfield Management
New York
$5.46M -$309K -60,170 -5%
SMH
10
Sanders Morris Harris
Texas
$4.41M -$72K -14,025 -2%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$3.29M +$593K +115,421 +22%
FCM
12
Farallon Capital Management
California
$3.07M
Russell Investments Group
13
Russell Investments Group
United Kingdom
$2.13M -$54.9K -10,681 -3%
CWG
14
C WorldWide Group
Denmark
$1.8M -$56.1K -10,915 -3%
Northern Trust
15
Northern Trust
Illinois
$1.66M +$355K +69,177 +27%
State Street
16
State Street
Massachusetts
$1.65M +$40.7K +7,916 +3%
Norges Bank
17
Norges Bank
Norway
$1.56M
Geode Capital Management
18
Geode Capital Management
Massachusetts
$1.53M +$54K +10,511 +4%
OAM
19
Oxford Asset Management
United Kingdom
$1.18M +$698K +135,871 +140%
SCM
20
Sio Capital Management
New York
$1.09M +$124K +24,089 +13%
Two Sigma Investments
21
Two Sigma Investments
New York
$903K +$420K +81,768 +86%
Acadian Asset Management
22
Acadian Asset Management
Massachusetts
$875K +$93K +18,105 +12%
SO
23
STRS Ohio
Ohio
$657K +$22.1K +4,300 +3%
BCM
24
Bridgeway Capital Management
Texas
$554K
Bank of America
25
Bank of America
North Carolina
$514K -$4.51K -878 -0.9%

PFNX Hedge Fund Activity: Q3 2018 in Review

73 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2018, worth a combined $126M — down 2% from $129M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PFNX and 5 opened new positions — a net loss of 6 holders — while 13 trimmed existing stakes and 39 added.

The largest buyer was BlackRock, adding an estimated $1.2M. The largest seller was Marshall Wace North America, exiting entirely with an estimated $1.58M sold.

  • 73 institutional investors held Pfenex Inc. (PFNX) as of Q3 2018, down from 79 in Q2 2018.
  • Funds reported $126M of Pfenex Inc. stock for Q3 2018, down 2% quarter-over-quarter.
  • 5 funds opened new Pfenex Inc. positions in Q3 2018 and 11 closed out, a net change of -6 holders.
  • The largest Pfenex Inc. buyer in Q3 2018 was BlackRock, an estimated $1.2M added.
  • The largest Pfenex Inc. seller in Q3 2018 was Marshall Wace North America, an estimated $1.58M sold.

Based on aggregated 13F filings for Q3 2018.