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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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76 hedge funds and large institutions have $104M invested in Pfenex Inc. in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 23

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

4% less funds holding

Funds holding: 79 → 76 (-3)

37% less capital invested

Capital invested by funds: $164M → $104M (-$60M)

Holders
76
Holders Change
-3
Holders Change %
-3.8%
% of All Funds
1.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
31
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$17.2M
2
NI
Numeric Investors
Massachusetts
+$2.12M
3
Renaissance Technologies
Renaissance Technologies
New York
+$1.46M
4
BCM
Bridgeway Capital Management
Texas
+$1.14M
5
OAM
Oxford Asset Management
United Kingdom
+$767K

Top Sellers

Rank Fund Capital Flow
1
Franklin Resources
Franklin Resources
California
-$7.92M
2
DA
DSC Advisors
Illinois
-$4.63M
3
Marshall Wace
Marshall Wace
United Kingdom
-$2.66M
4
IGIM
I.G. Investment Management
Manitoba, Canada
-$862K
5
GC
Globeflex Capital
California
-$662K
Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
1
Franklin Resources
California
$16.4M -$7.92M -1,052,956 -27%
BlackRock
2
BlackRock
New York
$14M +$17.2M +2,285,966 +1,760%
Primecap Management
3
Primecap Management
California
$13.8M – – –
DCC
4
Dow Chemical Company
Michigan
$10.3M – – –
AIC
5
AWM Investment Company
New York
$5.36M – – –
PA
6
Perceptive Advisors
New York
$5.19M -$162K -21,529 -2%
Vanguard Group
7
Vanguard Group
Pennsylvania
$3.59M +$27.1K +3,600 +0.6%
CAM
8
Cormorant Asset Management
Massachusetts
$3.34M -$433K -57,593 -9%
SMH
9
Sanders Morris Harris
Texas
$2.41M +$344K +45,796 +12%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$2M +$531K +70,577 +26%
Renaissance Technologies
11
Renaissance Technologies
New York
$1.89M +$1.46M +194,700 +149%
MWNA
12
Marshall Wace North America
New York
$1.76M +$2.21M +293,183 New
NI
13
Numeric Investors
Massachusetts
$1.64M +$2.12M +281,392 New
William Blair & Company
14
William Blair & Company
Illinois
$1.59M +$25K +3,325 +2%
BCM
15
Bridgeway Capital Management
Texas
$1.52M +$1.14M +151,600 +138%
State Street
16
State Street
Massachusetts
$1.49M +$57K +7,576 +3%
Northern Trust
17
Northern Trust
Illinois
$1.13M -$16.4K -2,185 -1%
OAM
18
Oxford Asset Management
United Kingdom
$1.12M +$767K +101,999 +111%
TCIM
19
TIAA CREF Investment Management
New York
$1.09M +$547K +72,779 +63%
Allianz Asset Management
20
Allianz Asset Management
Germany
$822K -$18K -2,387 -2%
UBS AM
21
UBS AM
Illinois
$816K -$192K -25,554 -15%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$813K +$33K +4,394 +3%
PAM
23
Panagora Asset Management
Massachusetts
$635K +$253K +33,698 +45%
Norges Bank
24
Norges Bank
Norway
$615K – – –
SO
25
STRS Ohio
Ohio
$579K +$308K +41,000 +70%
1
2 3 4

PFNX Hedge Fund Activity: Q1 2017 in Review

76 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2017, worth a combined $104M — down 37% from $164M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFNX positions and 9 closed out — a net gain of 3 holders — while 31 added to existing stakes and 23 trimmed.

The largest buyer was BlackRock, adding an estimated $17.2M. The largest seller was Franklin Resources, cutting an estimated $7.92M.

  • 76 institutional investors held Pfenex Inc. (PFNX) as of Q1 2017, down from 79 in Q4 2016.
  • Funds reported $104M of Pfenex Inc. stock for Q1 2017, down 37% quarter-over-quarter.
  • 12 funds opened new Pfenex Inc. positions in Q1 2017 and 9 closed out, a net change of +3 holders.
  • The largest Pfenex Inc. buyer in Q1 2017 was BlackRock, an estimated $17.2M added.
  • The largest Pfenex Inc. seller in Q1 2017 was Franklin Resources, an estimated $7.92M sold.

Based on aggregated 13F filings for Q1 2017.