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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

22 hedge funds and large institutions have $58.3M invested in Pfenex Inc. in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more capital invested

Capital invested by funds: $55.8M → $58.3M (+$2.44M)

0% more funds holding

Funds holding: 2222 (0)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
10
Reduced
5
Closed
3
Calls
$31.1M
Puts
Net Calls
+$31.1M
Net Calls Change
+$31.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$8.55M +$627K +82,800 +8%
AIC
2
AWM Investment Company
New York
$7.32M +$7.57M +1,000,000 New
Adage Capital Partners
3
Adage Capital Partners
Massachusetts
$7.18M
BA
4
BlackRock Advisors
Delaware
$6.46M +$396K +52,326 +6%
DM
5
Deerfield Management
New York
$4.49M -$1.42M -187,838 -23%
DA
6
DSC Advisors
Illinois
$4.46M -$1.33M -176,159 -22%
SCM
7
Sio Capital Management
New York
$4.03M +$4.25M +560,765 New
BG
8
BlackRock Group
United Kingdom
$3.09M +$3.25K +429 +0.1%
PA
9
Perceptive Advisors
New York
$2.96M +$35.3K +4,665 +1%
Vanguard Group
10
Vanguard Group
Pennsylvania
$2.92M +$1.01M +133,587 +50%
PSI
11
Pinnacle Summer Investments
Virginia
$2.75M +$134K +17,700 +5%
RSCM
12
Rock Springs Capital Management
Maryland
$2.4M +$23.5K +3,100 +1%
BIM
13
BlackRock Investment Management
Delaware
$936K +$82.9K +10,945 +9%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$274K
SIM
15
Spark Investment Management
New York
$201K -$89.4K -11,800 -30%
BFA
16
BlackRock Fund Advisors
California
$176K +$13.2K +1,746 +8%
TDC
17
Thompson Davis & Co
Virginia
$31K -$36K -4,750 -53%
BIT
18
BlackRock Institutional Trust
California
$25K
Morgan Stanley
19
Morgan Stanley
New York
$22K -$15.3K -2,015 -40%
UBS Group
20
UBS Group
Switzerland
$17K +$17.4K +2,303 New
TRCT
21
Tower Research Capital (TRC)
New York
$2K +$462 +61 +31%
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 +$1.62K +214 New
Goldman Sachs
23
Goldman Sachs
New York
-$128K -17,361 Closed
Bank of America
24
Bank of America
North Carolina
-$1K -196 Closed

PFNX Hedge Fund Activity: Q4 2014 in Review

22 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2014, worth a combined $58.3M — up 4.4% from $55.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFNX positions and 3 closed out — a net gain of 1 holder — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Vanguard Group, adding an estimated $1.01M. The largest seller was Deerfield Management, cutting an estimated $1.42M.

  • 22 institutional investors held Pfenex Inc. (PFNX) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $58.3M of Pfenex Inc. stock for Q4 2014, up 4.4% quarter-over-quarter.
  • 4 funds opened new Pfenex Inc. positions in Q4 2014 and 3 closed out, a net change of +1 holder.
  • The largest Pfenex Inc. buyer in Q4 2014 was Vanguard Group, an estimated $1.01M added.
  • The largest Pfenex Inc. seller in Q4 2014 was Deerfield Management, an estimated $1.42M sold.

Based on aggregated 13F filings for Q4 2014.