Thompson Davis & Co’s Pfenex Inc. PFNX Stock Holding History

Thompson Davis & Co’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	$39K	Buy	7,666 +4,478	+140%	+$23K	0.09%	245
2018 Q2	$17K	Buy	+3,188	New	+$18.4K	0.04%	348
2016 Q1	–	Sell	-250	Closed	-$3K	–	1207
2015 Q4	$3K	Hold	250	–	–	﹤0.01%	979
2015 Q3	$4K	Sell	250 -625	-71%	-$12.7K	0.01%	905
2015 Q2	$17K	Buy	875 +375	+75%	+$6.29K	0.02%	593
2015 Q1	$8K	Sell	500 -3,750	-88%	-$41.3K	0.01%	809
2014 Q4	$31K	Sell	4,250 -4,750	-53%	-$36K	0.04%	393
2014 Q3	$66K	Buy	+9,000	New	+$57.6K	0.09%	225

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Thompson Davis & Co's PFNX Position: Q3 2018 in Review

Thompson Davis & Co increased its Pfenex Inc. (PFNX) stake by 140% in Q3 2018, buying an estimated $23K and bringing the position to 7,666 shares worth $39K. The position accounts for 0.09% of the portfolio, ranked #245.

Thompson Davis & Co first reported a position in PFNX in Q3 2014 and has held it in 8 quarters since. The position peaked at $66K in Q3 2014. 73 funds tracked by Wall St. Rank hold PFNX as of Q3 2018.

Thompson Davis & Co held 7,666 shares of Pfenex Inc. worth $39K as of Q3 2018.
Thompson Davis & Co bought 4,478 Pfenex Inc. shares in Q3 2018, an estimated $23K.
Pfenex Inc. made up 0.09% of Thompson Davis & Co's portfolio in Q3 2018, its #245 holding.
Thompson Davis & Co first reported a position in Pfenex Inc. in Q3 2014 and has held it in 8 quarters since.
Thompson Davis & Co's Pfenex Inc. position peaked at $66K in Q3 2014.
73 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2018.

Based on Thompson Davis & Co's 13F filing for Q3 2018, filed 14 Nov 2018.