Dow Chemical Company’s Pfenex Inc. PFNX Stock Holding History

Dow Chemical Company’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-571,428	Closed	-$6.27M	–	15
2019 Q4	$6.27M	Sell	571,428 -700,000	-55%	-$6.95M	1.38%	12
2019 Q3	$10.7M	Sell	1,271,428 -500,000	-28%	-$3.63M	2.39%	9
2019 Q2	$11.9M	Hold	1,771,428	–	–	1.85%	6
2019 Q1	$10.9M	Hold	1,771,428	–	–	1.65%	6
2018 Q4	$5.65M	Hold	1,771,428	–	–	0.9%	14
2018 Q3	$9.05M	Hold	1,771,428	–	–	1.24%	8
2018 Q2	$9.58M	Hold	1,771,428	–	–	3.45%	6
2018 Q1	$10.6M	Hold	1,771,428	–	–	3.89%	6
2017 Q4	$4.71M	Hold	1,771,428	–	–	1.15%	13
2017 Q3	$5.35M	Hold	1,771,428	–	–	1.33%	10
2017 Q2	$7.1M	Hold	1,771,428	–	–	0.74%	14
2017 Q1	$10.3M	Hold	1,771,428	–	–	1.15%	19
2016 Q4	$16.1M	Sell	1,771,428 -450,000	-20%	-$4.11M	1.66%	16
2016 Q3	$19.9M	Hold	2,221,428	–	–	1.94%	16
2016 Q2	$18.6M	Hold	2,221,428	–	–	1.91%	16
2016 Q1	$21.8M	Hold	2,221,428	–	–	2.11%	16
2015 Q4	$27.5M	Sell	2,221,428 -600,000	-21%	-$8.85M	2.65%	11
2015 Q3	$42.4M	Hold	2,821,428	–	–	3.57%	7
2015 Q2	$54.7M	Sell	2,821,428 -2,232,219	-44%	-$37.4M	5.02%	5
2015 Q1	$80.6M	Buy	+5,053,647	New	+$55.7M	7.14%	4

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

FLAM

First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

OrbiMed New York $5.05B AUM 125.28% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

TAM

Telemark Asset Management Boston, Massachusetts $1.08B AUM 70.88% 1-Year Est. Return

Dow Chemical Company's PFNX Position: Q1 2020 in Review

Dow Chemical Company sold out of Pfenex Inc. (PFNX) in Q1 2020, closing a stake of 571,428 shares — an estimated $6.27M sold.

Dow Chemical Company first reported a position in PFNX in Q1 2015 and held it in 20 quarters. The position peaked at $80.6M in Q1 2015. 98 funds tracked by Wall St. Rank hold PFNX as of Q1 2020.

Dow Chemical Company reported no remaining Pfenex Inc. position as of Q1 2020 after selling out during the quarter.
Dow Chemical Company sold 571,428 Pfenex Inc. shares in Q1 2020, an estimated $6.27M.
Dow Chemical Company first reported a position in Pfenex Inc. in Q1 2015 and held it in 20 quarters.
Dow Chemical Company's Pfenex Inc. position peaked at $80.6M in Q1 2015.
98 funds tracked by Wall St. Rank held Pfenex Inc. as of Q1 2020.

Based on Dow Chemical Company's 13F filing for Q1 2020, filed 15 May 2020.