AIC
PFNX

AWM Investment Company’s Pfenex Inc. PFNX Stock Holding History

AWM Investment Company’s Portfolio PFNX Stock Details PFNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-563,255
Closed -$2.26M – 97
2017
Q2 		$2.26M Sell
563,255
-359,852
-39% -$1.66M 0.4% 58
2017
Q1 		$5.36M Hold
923,107
– – 1% 33
2016
Q4 		$8.37M Sell
923,107
-14,935
-2% -$136K 1.64% 18
2016
Q3 		$8.39M Sell
938,042
-14,174
-1% -$121K 1.54% 21
2016
Q2 		$7.97M Sell
952,216
-1,559
-0.2% -$12.6K 1.7% 19
2016
Q1 		$9.38M Buy
953,775
+95,000
+11% +$830K 1.97% 16
2015
Q4 		$10.6M Hold
858,775
– – 2.09% 17
2015
Q3 		$12.9M Hold
858,775
– – 2.5% 10
2015
Q2 		$16.7M Hold
858,775
– – 2.37% 7
2015
Q1 		$13.7M Sell
858,775
-141,225
-14% -$1.56M 1.89% 9
2014
Q4 		$7.32M Buy
+1,000,000
New +$7.57M 1% 36

Other funds holding PFNX

Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
DCC
Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
AL
AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

AWM Investment Company's PFNX Position: Q3 2017 in Review

AWM Investment Company sold out of Pfenex Inc. (PFNX) in Q3 2017, closing a stake of 563,255 shares — an estimated $2.26M sold.

AWM Investment Company first reported a position in PFNX in Q4 2014 and held it in 11 quarters. The position peaked at $16.7M in Q2 2015. 53 funds tracked by Wall St. Rank hold PFNX as of Q3 2017.

  • AWM Investment Company reported no remaining Pfenex Inc. position as of Q3 2017 after selling out during the quarter.
  • AWM Investment Company sold 563,255 Pfenex Inc. shares in Q3 2017, an estimated $2.26M.
  • AWM Investment Company first reported a position in Pfenex Inc. in Q4 2014 and held it in 11 quarters.
  • AWM Investment Company's Pfenex Inc. position peaked at $16.7M in Q2 2015.
  • 53 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2017.

Based on AWM Investment Company's 13F filing for Q3 2017, filed 14 Nov 2017.