Bank of New York Mellon
PFNX

Bank of New York Mellon’s Pfenex Inc. PFNX Stock Holding History

Bank of New York Mellon’s Portfolio PFNX Stock Details PFNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-134,951
Closed -$1.13M – 4175
2020
Q2 		$1.13M Buy
134,951
+10,286
+8% +$77K ﹤0.01% 3038
2020
Q1 		$1.1M Buy
124,665
+3,985
+3% +$43.8K ﹤0.01% 2910
2019
Q4 		$1.32M Buy
120,680
+21,241
+21% +$211K ﹤0.01% 3087
2019
Q3 		$839K Buy
99,439
+2,093
+2% +$15.2K ﹤0.01% 3271
2019
Q2 		$656K Buy
97,346
+1,499
+2% +$9.58K ﹤0.01% 3468
2019
Q1 		$592K Buy
95,847
+245
+0.3% +$1.07K ﹤0.01% 3471
2018
Q4 		$305K Buy
95,602
+13,795
+17% +$59K ﹤0.01% 3702
2018
Q3 		$418K Buy
81,807
+13,417
+20% +$68.9K ﹤0.01% 3718
2018
Q2 		$370K Buy
68,390
+40,175
+142% +$232K ﹤0.01% 3765
2018
Q1 		$170K Buy
28,215
+3,681
+15% +$14.5K ﹤0.01% 3963
2017
Q4 		$65K Sell
24,534
-32,379
-57% -$89.7K ﹤0.01% 4162
2017
Q3 		$172K Sell
56,913
-121
-0.2% -$460 ﹤0.01% 3903
2017
Q2 		$228K Sell
57,034
-21,394
-27% -$98.5K ﹤0.01% 3873
2017
Q1 		$455K Sell
78,428
-231
-0.3% -$1.74K ﹤0.01% 3590
2016
Q4 		$713K Buy
78,659
+11,878
+18% +$108K ﹤0.01% 3438
2016
Q3 		$597K Buy
66,781
+4,987
+8% +$42.5K ﹤0.01% 3448
2016
Q2 		$517K Hold
61,794
– – ﹤0.01% 3523
2016
Q1 		$607K Sell
61,794
-431,072
-87% -$3.77M ﹤0.01% 3342
2015
Q4 		$6.1M Sell
492,866
-45,258
-8% -$668K ﹤0.01% 2105
2015
Q3 		$8.08M Sell
538,124
-17,961
-3% -$365K ﹤0.01% 1978
2015
Q2 		$10.8M Buy
556,085
+528,940
+1,949% +$8.87M ﹤0.01% 1930
2015
Q1 		$433K Buy
+27,145
New +$299K ﹤0.01% 3672

Other funds holding PFNX

NM
Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
AAM
Alpine Associates Management Palm Beach, Florida $1.6B AUM 93.19% 1-Year Est. Return
PWAM
Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return
WIC
Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
WCMNY
Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of New York Mellon's PFNX Position: Q3 2020 in Review

Bank of New York Mellon sold out of Pfenex Inc. (PFNX) in Q3 2020, closing a stake of 134,951 shares — an estimated $1.13M sold.

Bank of New York Mellon first reported a position in PFNX in Q1 2015 and held it in 22 quarters. The position peaked at $10.8M in Q2 2015. 55 funds tracked by Wall St. Rank hold PFNX as of Q3 2020.

  • Bank of New York Mellon reported no remaining Pfenex Inc. position as of Q3 2020 after selling out during the quarter.
  • Bank of New York Mellon sold 134,951 Pfenex Inc. shares in Q3 2020, an estimated $1.13M.
  • Bank of New York Mellon first reported a position in Pfenex Inc. in Q1 2015 and held it in 22 quarters.
  • Bank of New York Mellon's Pfenex Inc. position peaked at $10.8M in Q2 2015.
  • 55 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2020.

Based on Bank of New York Mellon's 13F filing for Q3 2020, filed 12 Nov 2020.