Water Island Capital’s Pfenex Inc. PFNX Stock Holding History

Water Island Capital’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-1,274,452	Closed	-$16.2M	–	147
2020 Q3	$16.2M	Buy	+1,274,452	New	+$13.5M	1.38%	24

Other funds holding PFNX

IRAG

Investment Research & Advisory Group Atlanta, Georgia $324M AUM 22.57% 1-Year Est. Return

Water Island Capital's PFNX Position: Q4 2020 in Review

Water Island Capital sold out of Pfenex Inc. (PFNX) in Q4 2020, closing a stake of 1,274,452 shares — an estimated $16.2M sold.

Water Island Capital first reported a position in PFNX in Q3 2020 and held it in 1 quarter. The position peaked at $16.2M in Q3 2020. 1 fund tracked by Wall St. Rank holds PFNX as of Q4 2020.

Water Island Capital reported no remaining Pfenex Inc. position as of Q4 2020 after selling out during the quarter.
Water Island Capital sold 1,274,452 Pfenex Inc. shares in Q4 2020, an estimated $16.2M.
Water Island Capital first reported a position in Pfenex Inc. in Q3 2020 and held it in 1 quarter.
Water Island Capital's Pfenex Inc. position peaked at $16.2M in Q3 2020.
1 fund tracked by Wall St. Rank held Pfenex Inc. as of Q4 2020.

Based on Water Island Capital's 13F filing for Q4 2020, filed 10 Feb 2021.